INTERNATIONAL
INSTITUTE FOR ENVIRONMENT AND DEVELOPMENT
Environmental Planning Issues No. 27
January 2004
THE EU STRATEGY FOR SUSTAINABLE
DEVELOPMENT:
PROCESS AND PROSPECTS
By
Barry Dalal -Clayton
Strategies, Planning and Assessment Programme
IIED
IIED
3 Endsleigh Street
London
WC1H ODD
Tel: +44- 207- 388- 2117;
Fax: +44- 207- 388- 2826
Email: barry.dalal-clayton@iied. org
Website: www.iied.org
CONTENTS
Summary
1
Focus and aims of the paper
2
Preparation of the ‘internal’ strategy
2.1
Origins
2.2 Establishing a Task Force
2.3 The approach
2.4 Substrate for the analytical report
2.5 The consultation process
2.6 The Göteborg Council (15-16 June
2001)
2.7 After Göteborg
3
External dimension of the strategy
4
Reviews, revision and progress in implementation
4.1
Spring reviews
4.2 Stakeholder forum
4.3 Round table
4.4 Revision of SD strategy
4.5 Some comments on general progress
5
Participation in the EU SD strategy process
5.1
General
5.2 NGO activities
6
Reviewing and revising the SD strategies: some opportunities
and options
6.1
An integrated revision process is needed
6.2 Role for a dedicated unit in the EU Secretary General’s
office
6.3 More effective stakeholder involvement
6.4 An improved role for the European Parliament
6.5 Explanatory information on the revision process
and how to engage
6.6 Regional and Brussels-based meetings
6.7 EU briefing paper
6.8 An improved voice for southern leaders
6.9 Using the impact assessment route
7
Some other challenges
7.1
Vertical and horizontal integration
7.2 New EU financial perspectives
7.3 Securing attention to sustainability synergies
7.4 The time horizon
7.5 The EU Treaty/Convention
7.6 Overcoming misconceptions
Appendices:
1 List of interviewees
(A) EUROPEAN COMMISSION
(B) NGOs
SUMMARY
This paper is a contribution to a project to generate Asian, African and Latin
American perspectives of the external dimensions of the EU sustainable
development strategy, and on key policy instruments and processes which
shape the interaction of the EU with other regions of the world. Hopefully,
it will also inform future policy debates on the further development of
the SD strategy. The paper is concerned with the process of developing
the SD strategy (both its internal and external dimensions). It does analyse
the contents of these documents in any detail.
The Helsinki European Council (December 1999) invit ed the European Commission
(EC) toprepare a proposal for a long- term strategy dovetailing policies for
economically, socially and ecologically sustainable development” in time for
the Council meeting in Göteborg in June 2001. This paper is concerned with
the process of developing this SD strategy - both its initial ‘internal’ component’ and
the ‘external’ dimension prepared subsequently.
Following an initial year of drift, in November 2001, the EC Secretary General
established a small Task Force to coordinate the
process. It adopted a two- pronged approach. First an analytical report was
prepared (with no conclusions) through negotiations between EC Directorates
General. A decision was taken (it is not clear at what exact stage) not to
address the external dimension of the strategy and to leave this for subsequent
consideration. A consultation
paper was released in late March 2001for wider comment and stakeholders
were invited to express their views (in writing or electronically) by the end
of April 2001.
The paper posed a series of questions, analysed six key
themes (following an approach similar to that in the EU’s Sixth
Environmental Action Programme) and suggested a policy toolkit to
address the key problems. Despite the limited time to comment, the pa per was
generally well received, but the absence of an external dimension was strongly
criticised. The European Parliament was unable to
engage effectively in shaping the strategy, but its Committee on the Environment,
Public Health and Consumer Policy prepared a report on sustainable development
in preparation for the Göteborg Council.
Because of time restrictions, the communication for the Göteborg Council was
prepared in parallel to the above process. As internal inter- service negotiations
on the document proceeded, a number of elements in the consultation paper were
weakened because they would not ‘fly’ politically. For example, a number of
concrete targets were removed.
The College of EC Commissioners finally adopted a communication
on the new SD strategy in May 2001: A Sustainable Europe
for a Better World – A European Strategy for Sustainable Development (COM
(2001) 264 final). It consists of three parts:
- A set of cross-cutting
proposals to ensure that future policy- making is more
coherent and cost- effective with a long- term focus, as
well as to promote technological innovation and stronger
involvement of civil society and business in policy formation.
It proposed that the future reviews of common policies (eg
agriculture, fisheries, transport) should have SD as their
central concern;
- A set of headline objectives
and EU-wide measures to tackle the biggest challenges
to SD not dealt with in the Lisbon strategy: climate change,
threats to public health, depletion of natural resources, traffic
congestion and land use problems;
- Steps
needed to implement the strategy and to take stock of progress. The
EC will submit a progress report on implementing the SD strategy
at all future spring meetings of the European Council, and
establish an SD Round Table of independent experts to advise
the Commission President. The strategy will be comprehensively
reviewed at the start of each Commission’s term of office,
and assessed every two years by a Stakeholder Forum.
The Göteborg
European Council (15- 16 June 2001) endorsed the strategy but
also invited the Commission to further develop it by addressing
the external dimension by
January 2002. In response, an Inter- Service Group (ISG)
was established (comprising the Directorate Generals for Environment,
Development and Trade) and chaired by the Secretary General’s
office. Tensions between the three
DGs emerged during the preparation of early drafts in October
and November 2001 – each had clearly different objectives, agendas
and ‘territories’ to defend. DG for External Relations (Relex
DG) joined the ISG and assisted the production of a new draft,
released in January 2002. This was subjected to another round
of inter- service consultation in February 2002 and the document
was edited and shaped through negotiations and the final
document (Towards a Global Partnership for
Sustainable Development), agreed by the Commission, was
released on 13 February 2002. Given the extremely short period
to prepare the communication, there was no formal opportunity
for external stakeholder comments. However, some NGOs did make
suggestions on issue and themes they thought should be addressed,
and published critiques of the communication.
The external dimension of the SD strategy sets priority objectives and
outlines concrete actions to
harnes s globalisation and promote the role of trade for sustainable development,
to fight poverty and promote social development and to promote the sustainable
management of natural and environmental resources. It also addresses the pre-
conditions for success, improved coherence of EU policies, better governance
at all levels and increased financial resources.
The communication was submitted to the European Parliament, the European Council
(for consideration
at the Barcelona summit, 15- 16 March 2002), the Economic and Social Committee
(ECOSOC), and the Committee of the Regions.
The Barcelona Council did not debate sustainable development issues in any
detail, and merely
noted the communication and the views of the Environment Council on the external
dimensions of the SD strategy.
The first spring synthesis review after Göteborg
was published in January 2002 in advance of the
Barcelona Council. At this time the Commission was still working vigorously
on a new set of indicators and the synthesis was broadly crit icised for inadequately
integrating the environmental dimension. In practice, the Barcelona Council
paid little attention to sustainable development, mainly because the Spanish
Presidency was not particularly interested in the issue.
The first of the two- yearly Stakeholder Forums to
assess the SD strategy was organised in September
2002. Very few high level representatives of EC attended and no report was
presented by the Commission or the EU Presidency. Broad but unfocused working
sessions were held on transport and energy, sustainable production and consumption,
agriculture and public participation.
The Round Table of experts was established in January
2003, chaired by Dominique StraussKahn, former French Finance Minister, to
provide high- level advice on sustainable development to the Commission President.
It has met four times so far during 2003 but no tangible products have yet
emerged.
Work will commence soon to revise the strategy for
the next Commission, to cover the period 2004- 2009. This will be coordinated
by the Secretary General’s office.
To improve
the annual reviews and the revision process, a number of issues
might usefully be addressed (Box 1):
To achieve effective stakeholder engagement in the
review and revision process, the strategy must be distributed with an explanation
of how people can comment and contribute. Reliance on the internet will not
be sufficient for developing countries. Existing consultative mechanisms, some
regional meetings and perhaps facilitating dialogue in Brussels with selected
individuals from the south would be helpful. An EU paper setting out the main
points of the existing SD strategy (internal and external) should be produced
as a basis for discussions in all such events.
The SD strategy is one of the biggest policy statements that the EU has made
and, therefore, it might
be argued that it should be subjected to an extended impact assessment procedure.
This will require an external consultation process - that also satisfied the
Commission’s December 2002 communication on improving consultation.
Box
1: Some critical questions for revising the UE Sustainable
Development Strategy
?? What is the best institutional mechanism for coordinating how the
EC addresses sustainable
development and reviews/ revises the SD strategy. Would a dedicated unit
in the EC Secretary General’s office be a good option?
??
How can consideration of the internal and external dimensions
of the SD strategy be integrated?
?? What
have been the achievements to date of the SD strategy, and
what additional measures are required, particularly to deliver
on the outcomes of the WSSD?
?? How can stakeholder involvement in the review/ revision process be
enhanced and how can southern stakeholders best engage in the process?
?? How can southern leaders and governments best voice their perspectives
on sustainable development to the EU? ?? What role could the European
Parliament play in the SD strategy in future?
?? How could the strategy be better integrated with national SD strategies?
?? What are the implications of the draft European Treaty for future
EU policy on SD? ?? How can better policy coherence on SD issues be achieved – and
what are the barriers to this?
?? Should the SD strategy be subjected to an impact assessment procedure,
and how could this best be used to enable stakeholder involvement in
the SD strategy revision process?
?? What steps can be taken to overcome misconceptions about sustainable
development (eg some officials and politicians still see sustainable
development as a Trojan horse for the environment)?
|
1.
Focus and aims of the paper
This paper is based mainly on structured interviews undertaken on 8th and 9th
September 2003 with staff of the European Commission and Brussels- based NGOs
(listed in Appendix 1). It also draws from official documents available of
the website of the European Union (http://europa.eu.int)
and reports of other organisations. It is a contribution to a project being
undertaken during 2003- 2005 by IIED and the Regional and International Networking
Group (RING) 1. The project aims to generate Asian, African and Latin American
perspectives of the external dimensions of the EU sustainable development strategy
(henceforth termed the SD strategy), and on key policy instruments and processes
which shape the interaction of the EU with other regions of the world. The
paper will be presented, along with other background papers and think pieces
to five regional workshops, to be held between November 2003 and March 2004
(in Senegal, Kenya, Pakistan, Chile and Thailand). It will also be made available
to Brussels -based organisations, including the European Commission and will
hopefully contribute to future policy debates on the further development of
the SD strategy.
The paper is concerned with the process of developing the SD strategy which
emerged in two parts, both official communications of the European Commission:
an ‘internal’ component focusing on sustainable development within the European
Union; and a subsequent document dealing with the ‘external’ dimensions of
the SD strategy.
It is not the purpose of this paper to analyse the contents of these documents
in any detail. Rather,
the aim is to examine how the SD strategy was put together and the lessons
deriving from this; and where ther e might be opportunities, particularly for
southern stakeholders, to input to (a) annual reviews of progress in implementing
SD strategy undertaken by the EC for the Spring meetings of the European Council
2 and (b) revision of the SD strategy required at the start of the new Commission
in 20043.
2. Preparation of the ‘internal’ strategy
2.1 Origins
The pursuit of sustainable development was introduced as an objective of the
EU by the Amsterdam
Treaty which came into force in May 1999 4. NGOs (including the
European Environment Bureau) then lobbied the then President of the Environment
Council
(from Finland)
to take steps to implement the concept of sustainable development through developing
an EU strategy. The Environment Council put forward such a recommendation to
the Helsinki European Council meeting in December 1999 which, in its conclusions,
invited the European Commission (EC) to “prepare a proposal for a long- term
strategy dovetailing policies
for economically, socially and ecologically sustainable development” in time
for the Council meeting in Göteborg in June 2001.
The enthusiasm for this initiative really came from Sweden which was to assume
the EU Presidency
after Finland, especially in view of the upcoming World Summit on Sustainable
Development in 2002 and the perceived need for the EU to satisfy the target
agreed at the UN General Assembly in 1997 that every country should have a
strategy for sustainable development in place by 2002. The EU felt it could
not participate in WSSD without having developed its own strategy.
2.2 Establishing a Task Force
There was a feeling within the EC that it would not be appropriate to give
leadership of the task
of preparing the SD strategy to the Environment Directorate General as this
might be perceived as biasing matters towards environment – one of the three
pillars of sustainable development along with the social and economic dimensions.
So EC President, Romano Prodi, gave the task to the Forward Studies Unit (FSU).
But 2000 was effectively a ‘lost year’ with many philosophical discussions
about sustainable development which, in practice, made it harder to determine
how best to proceed. The FSU did not produce any convincing proposals and the
group of advisers to Mr Prodi showed little interest and provided no effective
leadership.
By the autumn, there was growing anxiety about the lack of effective progress,
particularly amongst
a number of Commissioners, notably Environment Commissioner Margot Wallström.
In response, in November 2001, the Secretary General decided to establish a
small Task Force 5 within his office comprising staff seconded from several
Directorates General (DGs) and charged with preparing the necessary documentation
for the Göteborg Summit. A wider ‘consultation group’ was established with
individuals in all key concerned DGs in order to build the necessary support
and consensus across the EC.
At the same time, the Swedish Environment Ministry and the European Environment
Bureau (EEB) convened
a stakeholder conference in Stockholm to discuss the elements that should be
included in the EU strategy, and the conclusions were fed into the work of
the Task Force by an EEB consultant6.
2.3 The approach
The Task Force decided on a two- pronged approach: first to produce an analytical
report – with no conclusions; and then to undertake consultations. It was felt
this would make it easier to
get the right arguments ‘on the table’ and then to find the solutions. Given
time limitations, this process was undertaken in parallel to preparing the
actual communication for the Göteborg Summit.
In this work, the Task Force aimed to be both ”rigorous and operational” so
as to make the strategy “relevant
to both the man in the street and to business”. It was decided to focus on “what
is unsustainable” - seen as being driven more by policies, and the main threats
to European society and the world at large.
At some point
a decision was taken to deal in the communication only with matters
internal to Europe - so as to enhance the relevance of the strategy
to European people, and to leave the external dimensions until
a later stage. This was a decision influenced partly by the perceived
complexity of the external dimension and partly because of the
limited time available to prepare documents for Göteborg. It
is unclear whether the Task Force had been fully aware from the
outset that the strategy would need to address the external dimension
and took an early and conscious decision to leave it aside; or
whether Task Force had overlooked this need until others drew
their attention to it, and then made a pragmatic decision to
leave the external dimension aside.
2.4 Substrate for the analytical report
The analytical report – issued as a consultation paper (see below) – was able
to draw from and
build on foundations provided by a range of processes guiding European economic,
social and environmental policy- making. Of particular note is the Environmental
Action Programme. Following the 1992 Earth Summit (UNCED), the Fifth Environmental
Action Programme 7 became the EU’s main vehicle for implementing
the Rio agreements, and provided a framework for the Union’s efforts to implement
the climate and biodiversity conventions. Its successor, the Sixth Environmental
Action Programme
(6- EAP), was produced in 2001 8 and sets out
a 10- year perspective for EU environmental policy. It provides the environmental
component of the EU’s strategy
for sustainable development (Box
2), placing its environmental plans in a broad perspective, considering economic
and social conditions. It also makes the link between environment and European
objectives for growth and competitiveness.
Box
2: Sixth Environmental Action Programme
Europe’s Sixth Environmental Action Programme (6- EAP) identifies four
environmental areas to be tackled
for improvements: climate change; nature and biodiversity; environment
and health and quality of life; and natural resources and waste. Four
main avenues for action are explored.
?? Effective implementation and enforcement of environmental legislation
- necessary to set a common
baseline for all EU countries;
?? Integration of environmental concerns - environmental problems have
to be tackled where their source is and this is frequently in other policies;
?? Use of a blend of instruments - all types of instruments have to be
considered, the essential criterion for choice being that it has to offer
the best efficiency and effectiveness possible;
?? Stimulation of participation and action of all actors from business
to citizens, NGOs and social partners - through better and more accessible
information on the environment and joint work on solutions.
Seven thematic strategies:
Thematic Strategies are one component of the actions foreseen within
the 6- EAP. This concept was introduced
as a specific way to tackle seven key environmental issues, which require
a holistic approach because of their complexity, the diversity of actors
concerned, and the need to find multiple and innovative solutions: soil
protection; protection and conservation of the marine environment; sustainable
use of pesticides; air pollution; urban environment; sustainable use
and management of resources; and waste recycling.
The strategies will be developed according to a common, incremental approach
aimed at combining the
need for substantiated elements (sic) and for policy action and proposals.
Thus, all the strategies will be presented in two stages.
Stage 1
A presentation and analysis of the "état des lieux" (inventory of
fixtures) in the environmental area of concern,
as well as a clear and understandable definition of the problem to be
solved. This includes the methodology used to draw this overall picture,
the stakeholders actively involved in the analysis and their main concerns.
In general, any element that can help substantiate the approach chosen
to ‘solve’ the problem should be incorporated. The aim is to ensure that
proposals are solid and have the scientific/ technical/ economic and
social backup to overcome counter- arguments.
Stage 2
A presentation of objectives and targets answering to the problem
identified, together with a set of proposals that
will contribute to solving the problems. This set of proposals should
be precise measures, accompanied by their objectives and timetables,
and capable of implementation.
After adoption of the Thematic Strategies the proposals will be developed
progressively, on the basis of
the approved general framework.
Source: Sixth Environmental Action Programme (http://europa.eu.int/comm/environment/newprg/) |
The analytical
consultation paper adopted a thematic approach similar to that
in the 6- EAP. Some of the priority issues/ areas of analysis are
similar – the strategy drafters sought coherence. But whereas the
6- EAP has a 10- year horizon, the final (internal) SD strategy
is much bolder and sets clear deadlines. The consultation paper
set out an holistic approach although it emphasised the environmental
aspects much more strongly than the social and economic ones which
had already been largely agreed in the Lisbon strategy see
footnote 12 . It placed particularly weight on economic issues such as efficiency,
cost- effectiveness, coherence, and the quality of policy- making.
It might reasonably
be assumed that the six key themes addressed in the consultation
report (see Box 3) were influenced by similar issues and suggestions
to those submitted by the EEB conference on the SD strategy in
Stockholm in November 2001.
In contrast
to some national SD strategies, the European SD strategy was
not intended to provide an umbrella for all other strategies
and policies. Politically and practically, it could not serve
such a function. It was deliberately given a tight and restricted
focus, in part because of the requirement to deliver a strategy
in time for WSSD in 2002. The number of topics addressed in the
consultation paper, and in the final SD strategy, was consciously
limited in order to provide a strategy that could be operationalised.
Issues that had a major impact on well- being or which had a
significant cross- cutting dimension were selected. The selection
of key issues was based on three main criteria: the issues had
to be important; have a long- term element; and Europe- wide
dimension (not be of just national significance).
2.5
The consultation process
A draft consultation paper was prepared in mid- February and circulated amongst
Commission services
for comment. A final paper was released for external and wider comment in late
March 2001 (Box 3) and stakeholders were invited to express their views (in
writing or electronically) by the end of April 2001 (within just one month!)
on the issues covered in the paper and to consider what more concrete measures
should be included in the strategy.
Box
3: Consultation paper on the EU Sustainable Development
Strategy
The paper set out the Commission’s initial views on the challenges and
opportunities of sustainable development in the EU, and presented a policy
toolkit for tackling these problems. The paper did not include specific
objectives and measures (these were incorporated in the final strategy).
It aimed to generate discussion and encourage input from other EU institutions
and civil society.
Key questions
The Commission proposed to structure debate around 10 questions:
1. Does focusing on a limited number of the most pressing problems help
to make the concept of SD
operational? Do the six themes chosen [see below] embody the main long-
term challenges confronting European society?
2. This document focuses on SD problems in Europe. Are there any cases
in which actions to place
European society on a more sustainable path might make the attainment
of SD at a global level more difficult? How can reforms of EU policies
support efforts to achieve SD worldwide?
3. Since SD is a long- term idea, it should be of clear relevance to
accession countries. To what extent
are the challenges they face different from those in the current Member
States?
4. Do you share the analysis of the causes of these problems and their
potential remedies identified here? Do you have any additions to the
policy toolkit?
5. What practical measures can be taken to better translate the principle
of “policy integration” into concrete action to achieve greater sectoral
policy consistency?
6. Governments cannot deliver SD on their own. Business, workers and
civil society have an indispensable role to play. How do we make this
happen?
7. How can we ensure that the costs of adjusting to SD are minimised,
and the opportunities seized?
8. In what areas of SD do you see a clear policy role for the EU?
9. What are the most urgent steps the EU should take in the framework
of an EU SD strategy?
10. What specific objectives would you like to see included in the EU
strategy for Göteburg? What
arrangements should be foreseen to ensure their implementation?
Six themes
The following six themes were chosen because of the severity and the
potential irreversibility of the issues identified, because they are
common to several or all Member States, and because finding and implementing
solutions will be eased by cooperation.. They are also themes where a
cross -cutting approach could provide new insights by taking into account
the spill- overs between decisions in different sectoral policies:
- Climate change and clean energy;
- Public health;
- Management of natural resources;
- Poverty and social exclusion;
- Ageing and demography;
- Mobility, land use and territorial development.
The paper analyses some common problems connected to each of these themes
which have led to the emergence
of unsustainable trends, and shows that many of the problems “have their
origins in a small number of shared failures, eg, distorted market prices,
insufficient knowledge, information and communication, and an inconsistent
sectoral approach to policy -making which takes too little account of
linkages and spill- overs between sectors”.
Policy toolkit
The paper suggests how these problems can be solved, through improved
policy coherence and integration,
coordination and dialogue. SD is seen as “a framework for policy that
focuses on long- term management rather than short -term quick- fix solutions”. Ways
to improve policy coherence are suggested and important tools described
that can be used as building blocks of an SD strategy:
?? Systematic examination of the costs and effects of all policies (including
impacts in other policy areas) – identifying
win- win opportunities, and identifying where trade- offs are required;
?? Identifying concrete, ambitious, achievable long- term objectives
necessary “to give substance to policies for SD, and to develop popular
understanding and support for these policies”, with the objectives leading
to “the establishment of clear – and preferably measurable – targets”;
?? Creating markets and getting prices and incentives right – so prices
reflect the true costs to society of
different activities. Examples of available methods include creating
tradable property rights, defining property rights, subsidies, applying
the ‘user- pays’ and ‘polluter -pays’ principles;
?? Integration of broader (SD) concerns into sectoral policies , including
through greater transparency – “integration
must mean something more than minor adjustments to ‘business as usual’ if
SD is to move from rhetoric to reality. This needs political commitment
and leadership”. The paper argues the need for “a practical political
mechanism to arbitrate in a consistent and rational way across sectors
when competing interests are at stake, and to provide clear long- term
policy objectives” and suggests the creation of a Council for SD with
no direct stake in the policy process. The regular, systematic, open,
review of policies is recommended.
?? Technology has brought great progress, but also brings its own challenges.
It must be harnessed in the
interests of SD. Stable public policy, committed to SD, must influence
innovation and stimulate new technologies;
?? Improving knowledge and understanding through, for example: peer-
reviewed, independent research;
evaluating the risks (economic, social, environmental) of innovations;
improving capacity to respond to emerging risks;
?? Better information (eg for producers and consumers), education and
participation (eg open dialogue on the costs and benefits of different
options);
?? Measuring progress through appropriate indicators – quantitative and
qualitative;
Source: Consultation paper for the
preparation of a European Union Strategy for Sustainable
Development.
Communities . Staff Working Paper (SEC( 2001) 517), 27
March 2001. Commission of the European Communities, Brussels
(available on http://europa.eu.int/comm/environment/eussd/).
|
Many
organisations submitted their comments and, in general, the consultation
paper was well received’ although, inevitably, concerns were expressed
at the short period for comment. For example, a group of European
NGOs, led by the European Environmental Bureau 9,sponsored
a report bringing together views from a range of influential stakeholders.
The proposals were seen as tangible with targets and timetables
and the language was stronger than in the Sixth Environmental Action
Plan.
EC Officials have expressed disappointment at the role the European Parliament
was able to play – which
weakens the legitimacy of the strategy. Given the time limitations, it was difficult
for Parliament to engage effectively. There is no Committee that deals with
sustainable development. A stakeholder conference on the consultative paper
was organised in April 2001 by the Commission and the Economic and Social Committee
(ECOSOC) 10. Parliament
apparently responded unenthusiastically to an invitation to be a co-organiser.
A key question was how much of the strategy thinking set out in the consultation
paper could be retained and incorporated in the final EC communication to be
submitted to the Göteborg Summit. Because of the strict time limits, this was
being prepared in parallel to the consultation paper and public consultation
process by a small team and involved significant lobbying of individual Commissioners
and their Cabinets 11. Responses to the consultation paper were analysed and
revisions made to the draft communication. But a number of elements in the
consultation paper were weakened during the process to finalise the communication
because they would not ‘fly’ politically. For example, a number of concrete
targets were removed.
Conflicts and disagreements over text on particular issues were resolved at
different levels according
to their nature and importance. Many issues were dealt with through discussions
within a contact group of individuals in various key DGs. Text on more difficult
issues (eg transport pricing) was dealt with by progressively senior officials,
and ultimately by the College of Commissioners.
In the event, the final communication incorporated a surprising number of bold,
concrete and challenging
proposal – as insisted on by EC President Prodi. For example, it contained
a proposal to end EU subsidies for tobacco growing – one not finally approved
by the European Council in Göteborg.
The College of EC Commissioners finally adopted the new SD strategy in May
2001: A Sustainable
Europe for a Better World – A European Strategy for Sustainable Development (COM
(2001) 264 final) . It consists of three parts:
?? A set of cross-cutting proposals to ensure that future policy-
making is more coherent and cost- effective with a long- term focus, as well
as to promote technological innovation and stronger involvement of civil society
and business in policy formation. It proposed that the future reviews of common
policies (eg agriculture, fisheries, transport) should have SD as their central
concern;
?? A set of headline
objectives and EU- wide measures to tackle the
biggest challenges to SD not dealt with in the Lisbon strategy
12: climate change, threats to public health, depletion
of natural resources, traffic congestion and land use problems;
?? Steps
needed to implement the strategy and to take stock of progress. The
EC will submit a progress report on implementing the strategy
SD at all future spring meetings of the European
Council, and establish an SD Round Table of 10 independent
experts to advise the Commission President. The strategy will
be comprehensively reviewed at the start of each Commission’s
term of office, and assessed every two years by a Stakeholder
Forum.
The European Parliament Committee on the Environment, Public Health and Consumer Policy
prepared a report on sustainable development in preparation for the Göteborg
Council meeting 13, and cons idered this at its meetings in April and May.
The Committee on Economic and Monetary Affairs also provided an opinion. The
report generally welcomed the communication, called for a range of matters
to be addressed, and expressed “regret” that the European Parliament had been
left out of discussion of the Commission’s communication on the SD strategy.
The European Parliament subsequently debated the communication on the SD strategy
on 15 May 2001.
2.6 The Göteborg Council (15- 16 June 2001)
US President George W. Bush met with European leaders in Göteborg on the eve
of the Council meeting when divisions between the two camps were clear over
climate change issues. European nations were in favour of ratifying the Kyoto
Protocol; the USA was against. This claimed much of the Council’s attention
and many issues in the draft conclusions of the Council meeting were not debated
in detail. As a result, it is not clear to what extent leaders were aware of
the full implications of the SD strategy.
In its official
conclusions 14, the European Council endorsed the strategy:
“The European Council welcomes the submission of the Commission’s communication
on sustainable
development.
The European
Council agrees a strategy for SD which completes the Union’s
political commitment to economic and social renewal, adds a
third, environmental dimension to the Lisbon strategy and establishes
a new approach to policy making. The arrangements for implementing
the strategy will be developed by the Council”.
The Council also invited the Commission to further develop the strategy by
addressing the external dimensions:
“ The Union’s sustainable development strategy forms part of the Union’s
preparations for the 2002 World Summit of Sustainable Development. The
Union will seek to achieve a “global deal” on SD at the summit. The Commission
undertakes to present a communication no later than January 2002 on how
the Union is contributing and should further contribute to global sustainable
development”
A decision had been taken earlier at th e 2001 Spring Council meeting in Stockholm,
when reviewing progress with the Lisbon strategy, that a separate reporting
process would not be established for the SD strategy. Rather reporting would
be incorporated with that for the Lisbon strategy in a synt hesis report for
Spring meetings of the European Council.
But this presents some problems in practice. The European Commission has only
a weak mandate as far as social issues are concerned. Reporting on these under
the Lisbon strategy is through ‘open’ coordination led by successive EC presidencies,
with the European Commission merely providing information. In contrast, for
environmental issues, the Commission has a much stronger mandate and is empowered
to make regulations and laws (eg the chemicals policy). Preparation of the
Spring report commences in November/ December with a draft released in January
for comment. The Presidency then takes the lead in negotiating potential conclusions
for the Spring Council.
A problem is that the Lisbon strategy does not fully reflect the social and
economic pillars of sustainable development because of its limited scope and
timeframe (10 years). When the Millennium Development Goals and indicators
of SD are compared with the Lisbon strategy, many issues can be seen to be
lacking. For example, the Lisbon strategy does not address public health. But
despite these limitations, it can be considered a big step that environmental
aspects have been put at the same level as the social and economic goals of
the EU in its yearly evaluation.
2.7 After Göteborg
After completing its work on the Communication, the Task Force was disbanded
and the Secretary General created a network of DGs on sustainable development
which meets every three months.
On 9th July 2001, the European Environmental Bureau organised a conference
in Brussels in cooperation with the new Belgian Presidency on “Implementing
the EU Sustainable Development Strategy” (EEB doc. no. 2001/ 017).
3. External dimension of the strategy
In response to the request of the Göteborg European Council that the Commission
develop a communication on the external dimension of the EU’s sustainable development
agenda and setting out the EU’s contribution to global sustainable development,
the Secretary General established an Inter- Service Group (ISG). This comprised
the DGs for Environment, Development and Trade, chaired by an official in the
Secretary General’s Office.
A first staff- level meeting was held in September 2001 and a start on drafting
was made by the Development DG in October 2001 with the aim of producing a
product for review by Christmas. This left no opportunity to engage wider stakeholders
in the process. Information from a range of existing documents and the internet
was drawn upon. Some parts of the document were ready much earlier than other ‘more
difficult’ parts (covering, for example, trade, agriculture, globalisation,
and social aspects). These could have been released for civil society comment,
but it was felt inappropriate to release just part of the document.
The first draft (November 2001) made “poverty” the main focus and the aim of
making poverty as prominent as possible in the interpretation of sustainable
development. Poverty and social exclusion (within Europe) was also one of the
six themes addressed by the internal strategy. In an effort to make the communication
a twin of the internal strategy document (entitled Sustainable Europe for
a Better World), this first draft adopted a similar title, A Better
Europe for a Sustainable World. However, the final communication was called Towards
a Global Partnership for Sustainable Development.
This first draft was circulated amongst the ISG for formal consultation but
was found to be unacceptable by the Environment and Trade DGs. Points of view
differed substantially. The other DGs felt that its tone was somewhat negative
and alarmist, that it failed to adequately recognise the international progress
made on addressing poverty, and that it gave insufficient attention to the
agreements reached at the UN International Conference on Financing Development
(Monterey March 2002) 15, and negotiations on the Doha Development Agenda
and world trade. There was a feeling amongst a number of EC officials that
many of the elements needed in an external strategy had already largely been
developed through these other processes and also during the preparatory process
for the World Summit on Sustainable Development. The three DGs clearly had
different objectives, agendas and ‘territories’ to defend. Development DG had
led on Monterey; Trade DG on Doha; and Environment was leading on WSSD.
A Commission communication on preparations for WSSD (Ten Years after Rio:
Preparing for
the World Summit on Sustainable Development in 2002, COM(
2001) 53 final) had already been submitted to the European Council in February
2001, several months prior to the Göteburg summit. It covered key issues such
as energy, water, finance, globalisation of trade, etc. and included text on
the Millennium Development Goals and aid targets since these affected the environment-
development nexus. Preparation of this communication involved informal stakeholder
consultations. The communication was presented to the Council jointly by the
Environment and Development Commissioners. Although nominally a collaborative
product, in practice, it enjoyed little buy- in within the Development DG.
To help smooth the tensions between the three DGs in reaching convergence on
the objectives for
a clearly- focused communication on the external dimension of the SD strategy,
the DG for External Relations (Relex DG) joined the ISG and assisted the production
of a new draft, released in January 2002. This was subjected to another round
of inter- service consultation in February 2002 and the document was edited
and shaped through negotiations. Arbitration over difficult issues was dealt
with at progressively senior levels, as needed: the Secretary General’s office,
DG Cabinet level, the special Chef’s meeting (of all 20 Chefs de Cabinet),
and ultimately the Wednesday College of Commissioners meeting (it considered
issues on three occasions).
The final document (Towards a Global Partnership for Sustainable Development),
agreed by the Commission,
was released on 13 February 2002, and presented by EU development Commissioner,
Poul Nielsen. It notes that:
?? Many countries have benefited from increased economic growth, and that whilst developing
countries have advanced on many fronts, poverty, unemployment, inequality and
exclusion remain;
?? There is a need for a much better balance between global market forces on
the one hand and
global governance and political institutions on the other;
?? The complex relationship between markets, global governance and national
policy is at the source of many unsustainable trends;
?? Many least developed countries (LDCs) are caught in the poverty trap of
low income, low investment and subsistence- based economic structures;
?? Tackling these problems requires a global partnership embracing all stakeholders;
?? The UN system
should take a lead in developing a global governance structure
for SD.
It sets priority objectives (Box 4) and outlines concrete actions to harness
globalisation and promote the role of trade for sustainable development, to
fight poverty and promote social development and to promote the sustainable
mana gement of natural and environmental resources. It also addresses the pre-
conditions for success, improved coherence of EU policies, better governance
at all levels and increased financial resources.
The communication was submitted to the European Parliament, the European Council
(for consideration
at the Barcelona summit, 15- 16 March 2002), the Economic and Social Committee
(ECOSOC), and the Committee of the Regions.
Both the Environment and Development Committees of the European Parliament
debated the document
and expressed opinions, and it was also considered during a debate in the Parliament
plenary on 15 May 2001.
Prior to the Barcelona Council, the Environment Council met on 4 March 2002
and endorsed the
Commission’s communication on the external dimension:
“[ The Environment Council] welcomes the submission of the Commission’s
communication “Towards a Global Partnership for Sustainable Development”, which
contributes to developing the EU Strategy for Sustainable Development ….”;
Underlines the need to fully implement the Sustainable Development Strategy
and its environmental
priorities;
Recalling that, pursuant to the Strategy for Sustainable Development, the “road
map” submitted by the Council (General Affairs) indicates the importance of
adopting an overall package on sustainable development including the internal
dimension adopted at Göteburg which will be complemented by the external and
global dimension …, reaffirms the links and complementarity between the internal
and external dimesion ….”
In considering the synthesis report prepared for the Barcelona summit, the
Environment Council
placed a particular emphasis on the need to address environmental issues much
better:
”The Council stresses the need for the next edition of this Report to reflect
environmental issues
in a wider and more extensive manner, in order to establish a new approach to
policymaking where the three dimensions of Sustainable Development are treated
in a more balanced way with a view to their progressive integration and in accordance
with the ‘road map’ “.
The Barcelona Council did not debate sustainable development issues in any
detail, and merely
noted the communication and the views of the Environment Council on the external
dimensions of the SD strategy:
” The European Council shall, on the basis of the Commission’s communication “Towards
a Global Partnership
for Sustainable Development” and the conclusions of the Environment Council of
4 March 2002, determine the overall position of the European Union for the Johannes
burg Summit at its June meeting in Seville, and in Spring 2003 will review the
comprehensive strategy for sustainable development with a focus on putting into
practice the outcome of the World Summit on Sustainable Development. It underscores
the importance of improved global governance in this field”.
The conclusions of the Seville Council meeting (21- 22 June 2002) make broad
reference to the EU’s position for the WSSD but there is no specific reference
to the SD strategy.
Box
4: Priority objectives of the EU’s ‘external’ strategy
for sustainable development
Harnessing globalisation: trade for SD
?? Ensure that developing countries are integrated equitably into the
world economy and help them to reap the benefits of trade and investment
liberalisation through complementary policies;
?? Provide incentives for environmentally and socially sustainable production
and trade; ?? Strengthen the international financial and monetary architecture
and promote better and more transparent forms of financial market regulatio
n to reduce global financial volatility and abuses of the system.
Fighting poverty and promoting social development
Attain the IDTs [international development targets] and MDGs, particularly
halving extreme poverty by 2015 – through:
??
Enhancing the quantity, quality, impact and sustainability
of development cooperation.
Sustainable management of natural and environmental resources
?? Ensure that current trends in the loss of environmental resources
are effectively reversed at national and global levels by 2015;
?? Develop sectoral and intermediate objectives in some key sectors – water,
land and soil, energy and biodiversity.
Improving the coherence of EU policies
Ensure that the objectives of SD are progressively integrated into all
EU policies, with due respect to their
internal and external dimensions:
?? Ensure that an impact assessment is carried out for all major policy
proposals, analysing their economic, social and environmental consequences
in accordance with the conclusions of the Göteburg European Council,
June 2001;
?? Continue the process of adapting key policies, including the Common
Agricultural Policy, the Common
Fisheries Policy, and EC policies on energy, transport and industry to
the internal and external objectives of SD;
?? Tackle actual or potential problems of coherence whenever EU policies
are formulated, reviewed or
reformed.
Better governance at all levels
Ensure good governance at all levels and by all countries so as to achieve
common SD objectives:
?? Enhance good governance within the EU and other industrialised countries;
?? Support and facilitate good governance in developing countries;
?? Support the legitimacy, participatory basis, coherence and effectiveness
of global economic governance;
?? Strengthen governance structures on global social and environmental
issues;
?? Improve coherence and cooperation between all institutions involved
in global governance.
Financing sustainable development
Ensure adequate financing to attain the IDTs and MDGs:
?? Make decisive progress towards reaching the UN target of 0. 7% of
GNP in Official Development Assistance (ODA);
?? Ensure that the debt burden on developing countries is reduced in
a consistent and effective manner;
?? Identify effective means of delivering and safeguarding global public
goods;
?? Stimulate a further increase in, and regional broadening of, foreign
private investments in developing countries. |
4.
Reviews, revision and progress in implementation
4.1 Spring reviews
The spring (synthesis) review document (which now reports on progress of both
the Lisbon strategy and the SD strategy) is about 30 pages long (plus annexes
and appendices) but, in practice, only two of these are devoted to environmental
matters economic and social issues (the Lisbon agenda) predominate.
ECOFIN (the Council of economic and finance ministers) decided not to add to
the overall number
of indicators for the spring review report. So new environmental indicators
had to be included at the expense of existing social and economic ones. One
restriction is that indicators may only be used if all Member States have reliable
data for the preceding three years. Thus, in a few important areas (eg biodiversity,
impact of chemicals on public health, natural resource use), the lack of available
data means that indicators cannot be used in the spring review. As a consequence,
where key issues are not included and reported on due to the absence of indicators,
they are not debated and political attention is not focused on them at Council
meetings.
At the time of the Barcelona European Council meeting in March 2002 – the first
Spring Council after
Göteborg, the Commission was still working vigorously on a new set of indicators.
The synthesis review was published in January 2002 and was broadly criticised
for inadequately integrating the environmental dimension – environmental aspects
seemed to have been added at the last minute, as lip service. There was not
a single environmental indicator in the main report, but nine social and economic
indicators, including 19 subindicators (Sustainable Developm ent: Making
it Happen: A Crucial Role for the European Union. EEB position paper,
March 1, 2002). The Commission has now developed seven environmental indicators
in the full set 42 indicators (but this is due to change again).
In practice, the Barcelona Council paid little attention to sustainable development,
mainly because the
Spanish Presidency was not particularly interested in the issue.
4.2 Stakeholder Forum
The first of the two- yearly Stakeholder Forum’s to assess the SD strategy
was organised in September 2002 by ECOSOC. Very few high level representatives
of EC attended and no report was presented by the Commission or the EU Presidency.
Broad but unfocused working sessions were held on transport and energy, sustainable
production and consumption, agriculture and public participation.
4.3 Round Table
The Round Table of experts was established in January 2003, chaired by Dominique
StraussKahn, former
French Finance Minister, to provide high- level advice on sustainable development
to the Commission President. It has met four times so far during 2003 but no
tangible products have yet emerged. The 14 other members of the Round Table
include politicians, intellectuals and members of civil society.
4.4 Revision of SD strategy
Work will commence soon to revise the strategy for the next Commission, to
cover the period 2004- 2009. This will be coordinated by the Secretary General’s
office.
A first inter-
service meeting to discuss the revision process was due in the
week of 15- 19 September 2003.
4.5 Some comments on general progress
?? There is a view that the SD strategy has mainly symbolic
value and that many things that have been done by the EC and EU might have
been done anyway. But its existence has helped smooth the way for certain reforms
such as the issuing of the EU Energy Taxation Directive in March 2003.
?? The strategy emphasises the need for ‘joined- up’ government. Progress in
this regard has been made in agreeing a new approach to impact assessment and
an Action Plan for Better Regulation (COM( 2002) 278). In May 2002, the Commission
released a communication on Impact Assessment (COM( 2002) 276 final) signalling
its intent to launch impact assessment as a tool to improve the quality and
coherence of the policy development process (Box 5). Technical guidelines followed
in September 2002.
In December 2002, the EC published a communication on improving consultation: Towards
a reinforced culture of consultation and dialogue – General principles and
minimum standards for a consultation of interested parties by the Commission (COM(
2002) 704 final, 11,12,2002). This covers consultation aimed at securing” input
from outside interested parties for the shaping of policy prior to a decision
by the Commission”.
?? The Göteborg Council made a commitment to develop a framework for internalising
the external costs of all modes of transport. This commitment has been partially
met in the Commission’s proposal on road charging.
?? There has been some progress in implementing the external SD strategy through
various cooperation programmes with developing countries (the energy and water
programmes), and revising the Common Fisheries Policy (in December 2002) and
the Common Agriculture Policy (in June 2003) - the first three pages of which
are devoted to the implications of the strategy as agreed at the Göteborg Council
5. Participation in the EU SD strategy
process
5.1 General
Within the Commission, there were standard inter- service negotiations to develop
and agree the communications. Only the internal dimension of the strategy was
subject to any external inputs through a very short window (1 month) when stakeholders
were invited to express their views.
5.2 NGO activities
A number of Brussels -based NGOs played an active role in inputting and critiquing
the SD strategy, both individually and collectively (they frequently worked
together).
The European Environment Bureau (EEB) was particular active in pushing for
the preparation of an EU SD strategy, lobbying Commissioners and government,
and submitting inputs and comments to the development of the internal strategy
(it did not focus much on the external strategy). It worked to bring together
stakeholder views and organised workshops and conferences 16. It
also interacted closely with the Task Force preparing the consultation paper
and EC communication,
and published a common response to that paper on behalf of its members 17 ,
and provided regular commentary in its newsletter, Metamorphosis.
In comparison, the European Policy Office of the World Wide Fund for Nature
(WWF) was mainly concerned with the external dimension. In a critical perspective
on the consultation paper on the internal dimension in March 200118,
it set out various areas of the approach it felt to be misguided, particularly
the
lack of an external dimension. It followed up with a published response in
April 200119, and then wrote to Heads of State and Government and
to EC Commissioners to voice its concerns prior to the Göteborg Council meeting.
Subsequently, WWF prepared a critique on the published EC communication 20setting
out what
it saw as key shortcomings in the external dimension document.
In October 2001, in collaboration with the Green Globe Task Force, WWF organised
a high level seminar in Brussels on globalisation, sustainable development
and the EU’s external policies – to debate the Göteborg conclusions and WSSD.
It made a number of observations on how the external dimension of the SD strategy
should be focused. Subsequently, WWF published a report identifying themes,
objectives and policy deliverables that it believed should be addressed in
the EC’s communication on the external dimension 21.
The Heinrich Böll Foundation (HBF) funded a conference organised by Friends
of the Earth in Göteburg on the SD strategy. HBF also supported a number of
activists from southern NGOs to spend three months in Brussels and Washington
to learn about EU policies, and UN and WSSD processes. They were placed with
different NGOs in Brussels and some in the European Parliament during the preparations
for WSSD. The report of papers prepared by these activists for a capacity-
building workshop in May 2002 22 includes a critical analysis of the EU
external SD strategy.
6.
Reviewing and revising the SD strategies: some opportunities and
options
6.1 An integrated revision process is
needed
The process for revising the SD strategy for the start incoming Commission
in 2004 is not yet clear. It is currently under consideration in the Secretary
General’s office. Hopefully, the communications setting out internal and external
dimensions will be taken together and reviewed as a single process, so that
the revised strategy is fully integrated.
6.2 Role for a dedicated Unit in the EC
Secretary General’s Office
This might best be facilitated and coordinated by creating a permanent unit
responsible for sustainable
development in the Secretary General’s office. It would need a clear mandate
for addressing the sustainable development agenda and particular responsibility
for reviewing progress and revising the SD strategy. Such a unit would need
adequate financial resources and could be staffed by qualified individuals
with a range of skills/ experience (environmental, social, economic) seconded
from different Directorates General, serving perhaps for 2- 3 year periods.
6.3 More effective stakeholder involvement
Most people interviewed and documents reviewed agree there is a need for more
effective stakeholder
involvement, and more time is needed for this. Given that the strategy revision
is required by mid 2004, this provid es adequate time for a ‘reasonable’ consultation
process, provided it is started fairly soon. This should involve stakeholders
both within and outside the EU – especially since the strategy has both internal
and external dimensions. Country mission offices and existing consultative
mechanisms have a role to play here. A number of obvious mechanisms for improving
stakeholder participation are available: e. g. internet- based information
and consultations, ad hoc multi- stakeholder group meetings, workshops, conferences.
6.4 An improved role for the European Parliament
The European Parliament played no role in shaping the SD strategy (either its
internal or external
dimensions). This was in part because of the way the EU works. It is the Commission’s
role and responsibility to develop communications. It was only able to debate
the published documents. But the review and revision processes should engage
fully with the Parliament to build broad political support and increase awareness.
Northern and southern stakeholders can also make submissions and provide evidence
to parliamentarians and encourage broader debate and analysis.
6.5 Explanatory information on the
revision process and how to engage
To achieve effective stakeholder engagement, it will be necessary to distribute
the SD strategy – particularly
the external dimension – and explain that a revision is being undertaken and
how people can comment and contribute. Many people will be able to access documents
on the internet, but many in developing countries face difficulties in downloading
long documents. So other ways will need to be explored. The Commission might
best seek the assistance of European- based (and particularly Brussels- based)
NGOs and networks, to help distribute information about the revision process
and raise awareness of how to engage..
6.6
Regional and Brussels-based meetings
In addition, a few regional meetings could be held in the south in EU- focus
regions and consultations could be organised through country delegations and
existing consultative mechanisms. Also, a selection of knowledgeable individuals
from the south could be invited (and supported) to travel to Brussels for meetings
and discussions with the EC, Parliament and northern NGOs.
6.7 EU briefing paper
An EU paper setting out the main points of the existing SD strategy (internal
and external) should be produced as a basis for discussions in all such events.
This might include or be accompanied by a separate paper that examines what
has been achieved and been successful in the first strategy (internal
and external) and why; and what additional measures might be required in the
main identified areas. Furthermore, such a paper should review the outcomes of
the WSSD to determine what the EU needs to deliver – what is in place
and what the gaps are.
6.8 An improved voice for southern leaders
There is a view that real progress in influencing northern leaders to take
sustainable development
(in a global sense) seriously will only be achieved if southern leaders can
sell their problems and needs to northern voters. It is vital to overcome the
widely held view in European countries that aid is a waste of tax payers’ money.
One interviewee put it bluntly that “it is necessary for the south to make
a convincing case setting out clearly how developing countries are responsible
co- citizens in the world, how they matter to the north, and why they are worth
helping”. If these voters are convinced, that might translate into pressure
on political leaders to act. For example, it might raise the level of attention
and awareness regarding the southern case if one or two senior, respected leaders
(eg representing India or NEPAD 23) would
request to attend and present a case at one of the Spring Council meetings
to support sustainable development
in the south – not the usual demand to “give us the money and leave us alone”.
6.9 Using the impact assessment route
An avenue to press for greater stakeholder engagement might be explored through
the new instrument
for impact assessment of policy init iatives (Box 5). What is and what is not
a policy is not entirely clear. But the SD strategy must represent one of the
most significant policy statements that the EU has made and, therefore, it
might be argued that it should be subjected to an extended impact assessment
procedure. This will require a consultation process (and one that also satisfied
the Commission’s December 2002 communication on improving consultation (see
section 4.5). Given the strategy includes an external dimension, southern stakeholders
could demand to be consulted.
Box
5: Impact assessment of EC policy initiatives
Impact
assessment will be introduced within the Commission,
gradually from 2003, for all major initiatives (i. e.
those presented in the Annual Policy Strategy or later
in the work programme of the Commission).
“
The new impact assessment method integrates all sectoral assessments
concerning direct and indirect impacts
of a proposed measure into one global instrument, hence moving
away from the existing situation of a number of partial and
sectoral assessments. It provides a common set of basic questions,
minimum analytical standards and a common reporting format.
However, the new method will be sufficiently flexible to accommodate
the differences between Commission policies and to take into
account the specific circumstances of individual policies”.
There will be two stages: (a) preliminary assessment- a first overview
identifying the problem, possible
options and sectors affected; and (b) and extended impact assessment
(for those proposals decided by the Commission) with more in- depth analysis
to secure a better balance between economic, social and environmental
concerns; and consultation with interested parties and experts.
The assessments are to be undertaken in- house by Commission staff. Some
40 assessments were anticipated
to be undertaken in 2003.
Source: Communication from the Commission on Impact Assessment (COM(
2002) 276 final) (available on http://www.europa.eu.int/comm/environment/eussd/). |
Undoubtedly,
this will be a challenge and likely to incur resistance amongst
some bureaucrats.
It will be a complex and time- consuming process, but one that
can only benefit the EU. It will help make the strategy more
effective and avoid future difficulties. After all, this is one
of the major rationales and benefits of undertaking environmental
impact assessments (of projects) and strategic environmental
assessments (of policies, plans and programmes). They help the
development of a more robust projects or policies and reduce
the risk of later, costly mitigation or remedial actions.
7. Some other challenges
A number of other issues will need to be addressed when revising the SD strategy.
7.1 Vertical and horizontal integration
If the EU SD strategy is to be effective in shaping the direction of European
development along
a sustainable path, it will need to provide a mechanism for both horizontal
and vertical integration:
Horizontal integration is required across the DGs and other EU agencies
to ensure that the wide
array of different EU sectoral policies and instruments are mutually supportive
and reinforcing, not in conflict. It also implies dialogue with the private
sector and civil society to build consensus and to ensure that such policies
make sense and can be implemented.
Vertical
integration is needed between the EU/ EC and member states
to enable dialogue to ensure cohesion and synergy between the
policies and actions proposed at the EU level and those agreed,
being developed or implemented at national (and more local)
levels. Many EU countries are currently developing or revising
their national SD strategies, and many Local Agenda 21`s have
been prepared by cities and municipalities across Europe. Mechanisms
will need to be considered that provide effectively for such
integration. Some national SD strategies are already making
efforts to build synergies. For example, a revised federal
SD strategy is being prepared in Belgium and is focusing on
the six key themes in the EU SD strategy. The extent to which
national SD strategies address the external dimension is unclear.
Multi-stakeholder National Councils for Sustainable Development, or their equivalents,
have been established in most EU countries and could play a key role in building
synergy between the EU SD strategy and national strategies. In practice, they
have themselves already identified this need. The Working Group on Sustainable
Development of the network of European Environmental Advisory Councils (EEAC)
submitted a paper to the 2003 EU Spring Council pointing to need to establish
such links.24
“Many
European countries are currently creating or updating their
own SD strategies
in the light of
the Johannesburg conclusions. These national strategies will
have important linkages with the evolution of the European
strategy. We believe that it would be timely to organise a
major European conference in 2004, to:
?? take stock of national and EU progress on SD strategies;
?? intensify any further
efforts needed to implement them more effectively, and
?? promote public and p olitical awareness of SD in the newly enlarged Union”;
and recently
launched an initiative to work on this issue.
7.2
New EU financial perspectives
The EU financial perspectives (the existing ones end in 2006) provide a framework
for the Council,
Parliament and Member States on the budget envelope. They are closely linked
to political priorities and discussion on the Lisbon strategy (as broadened
by the SD strategy). To ensure the kind of integration discussed above, the
revision of the SD strategy should link closely with the process to develop
the new financial perspectives.
7.3 Securing attention to sustainability synergies
A key challenge within the EU will be how to assure effective synergies between environmental,
social and economic dimensions so that environment is not sacrificed when there
are economic downturns. One vehicle is the communication on innovative environmental
technologies due by the end of 2003.
7.4 The time horizon
The revised SD strategy
will need to look forward - to 1020/ 2015 and beyond. Visioning and scenario
planning should form a critical part of the revision process and provide an
excellent platform for involving both experts and a broad range of stakeholder
perspectives.
7.5 The EU Treaty/ Convention
Sustainable development is likely to be taken more seriously if this concept
and goal is addressed clearly and prominently in the EU Convention currently
being shaped. The Commission is discussing the idea of a Protocol on Sustainable
Development as an addition to the Convention which will commit the EU institutions
to take long- term sustainable development into account. This idea is under
general discussion but needs firmly pushing and wider support. An important
issue is the implications of the draft European Treaty for future EU policy
on SD?
7.6 Overcoming misconceptions
As in most bureaucracies the evidence shows that, in general, within the EC,
the aims and requirements of sustainable development are still poorly understood.
It tends to be seen as incorporating the three pillars (economic, social and
environmental) into policies and frameworks, but in a parallel fashion rather
than so they truly integrated and balance each other. So sustainable development
still tends to be dealt with in a disaggregated or segm ented way. There remains
a fairly widespread perception amongst officials and politicians that sustainable
development is merely a Trojan horse for the environment. These misconceptions
need to overcome if real progress is to be achieved.
1 A coalition
of NGOs around the world engaged in policy research.
2 The European
Council is the most senior policy- making organ of the EU and
is attended by Heads of Government.
3 The European Commissioners (effectively European ministers) are nominated
by Member States and serve for a fixed five- year term. A new College of Commissioners
is due to be appointed in the summer of 2004.
4 The negotiations for the Treaty of Amsterdam involved a review of the Treaty
on European Union (EU
) with the aim of creating the political and institutional conditions to enable
the EU to meet the challenges of the future such as the rapid evolution of
the international situation, the globalisation of the economy and its impact
on jobs, the fight against terrorism, international crime and drug trafficking,
ecological problems and threats to public health. The Amsterdam Treaty provides
stronger guarantees for environmental protection than given by the Single Act
and the Treaty on European Union by insert ing the concept of sustainable development
in the Treaty establishing the European Community.
5 The Task Force was
led by Marc van Heukelen (DG Environment). Other members included Rupert Willis
(DG Environment), Mark Hayden (DG Economic Affairs), Michel B iart (DG
Employment) and Eva Smith (seconded from the Swedish Ministry of Environment).
This composition was deliberately set to ‘marry’ economic and environmental
dimensions.
6 Maria Buitenkamp.
7 Towards Sustainability: A European Community Programme of Policy and Action
in Relation to the Environment and Sustainable Development (CEC 1992)
8 Environment 2010: Our Future, Our Choice (COM (2001) 31)
9 The EEB, together with Friends of Nature International, Friends of the Earth
Europe, and the Heinrich Böll Foundation, submitted a response report a report
in April 2000, “ EU Strategy for Sustainable Development: Stakeholder Views”.
This contained separate commentaries from environmental organisations, consumers,
civil society groups, churches, trade unions, business, the financial sector,
social organisations, the energy sector, transport and environment organisations,
the farming sector, and local authorities.
10 A consultative committee consisting of 222 representatives of various economic
and socials groups in the European Union. It meets in Brussels.
11 The European Commission comprises a number of Directorates General – DG
(equivalent to line ministries)
and each is headed by a Commissioner (equivalent to a minister). Commissioners
are politicians nominated by the member states. Each Commissioner is assisted
by a Cabinet – a private office with six staff members: policy advisers and
private secretaries. The Commissioner can bring in one private adviser and
one private secretary; the other members are drawn from the DGs.
12 The decision by Heads of Government at the Lisbon European Council meeting
in March 2000 to bring
various social and economic initiatives together in a single annual review,
geared towards making Europe “the most competitive and dynamic knowledge- based
economy in the world capable of sustainable economic growth with more and better
jobs and greater social cohesion”. The Lisbon strategy is aimed at economic
and social renewal and includes a large number of rather specific targets,
timetables and indicators – mostly within a timeframe of 10 years.
13 Draft Report on environment policy and sustainable development: preparing
for the Gothenburg European
Council (2000/ 2322( INI). Committee on the Environment, Public Health and
Consumer Policy, European Parliament, 5 April 2001.
14 The conclusions of the European Council have no actual legal standing, but
they provide the ultimate political
mandate. The conclusions note, support and invite actions by others including
the European Commission. If the Council doesn’t mention or only weakly welcomes
a communication from the Commission, this doesn’t inhibit the Commission taking
the issue forward, but it has the affect of making it much harder and changes
the tone of the ‘internal cuisine’ with the Commission. This is particularly
important as regards European legislation. Only the Commission has the right
to initiate legal instruments at the European level, although the Council and
Parliament can make strong suggestions of need.
15 Following hard negotiations on the EU's position for the Monterey conference,
agreement was reached that EU Member States would commit themselves to trying
to achieve development assistance levels equivalent to 0.39% of GNP. This compares
with the OECD DAC ODA target of 0.7% which few countries have ever come close
to meeting.
16 (a) An expert
conference in Stockholm, November 2000, with the Swedish Environment
Ministry; (b)
A conference on implementing the EU SD strategy with the Belgian
Presidency in Brussels, October 2001; and (c) A conference in
March 2003 at the time of the Barcelona European Council)
17 EU Strategy for Sustainable Development: A common response to the European
Commission’s ‘Consultation
paper for the preparation of an EU Strategy for Sustainable Development’. European
Environmental Bureau, Brussels, 27 April 2001.
18 European
Union’s Sustainable Development Strategy: A Critical Perspective
by WWF, by Tong Long,
European Policy Office, WWF, Brussels, 26 March 2001.
19 Taking Responsibility
for the Environment: Europe’s G lobal Leadership Role: A WWF
Response to the European Strategy for Sustainable Development.
European Policy Office, WWF, Brussels, April 2001
20 WWF’s Critique
of the European Commission Communication: ‘Towards a Global Partnership
for Sustainable
Developm ent’. European Policy Office, WWF, Brussels, March 2002
21 Shaping
the EU’s International Sustainable Development Strategy: WWF’s
Contribution to the European Commission’s Communication. European
Policy Office, WWF, Brussels, January 2002
22 The Jo’burg
Generation: A New Vision for the World Summit on Sustainable
Development. A compilation of reports by Mohammad Rabah Aghbareh,
Yael Cohen, Amanda Gonzales Córdova, Arqam Hijawi, Kannikar Kijtiwatchakul,
Anna Matros. Dany Va y Yonas Yohannes. Heinrich Böll Foundation,
Paper No. 12 for World Summit 2002.
23
NEPAD. The New Partnership for Africa’s Development: a merger
of the Millennium Partnership for
the Africa Recovery Programme and the OMEGA Plan, approved by
the Heads of State and government summit of the Organistion of
African Unity in July 2001. NEPAD is the African leaders’ vision
and programme of action for the redevelopment of the African
continent, aiming to implement a comprehensive integrated development
plan that addresses key social, economic and polit ical priorities
in a coherent and balanced manner. Its goals are: to promote
accelerated growth and sustainable development; eradicate widespread
and severe poverty; and halt the marginalisation of Africa in
the globalisation process.
24 EEAC (2003):
Strengthening Sustainable Development in the EU : Recommendations
from the Sustainable Development Working Group of the network
of European Advisory Councils (EEAC), offered as a contribution
to the post- Johannesburg review of the European Sustainable
Development Strategy to be undertaken for the EU Spring Council
in 2003.
Appendix
1: List of Interviewees
(Interview
conducted on 8th/9th September 2003)
(A)
EUROPEAN COMMISSION
Henning Arp
Member of Cabinet of Environment Commissioner (Mrs M. Wallström)
B-1049 Brussels
Tel: +32-2-2981812
Email: Henning.arp@cec.eu.int
Jill Hanna
Deputy Head of Unit
Development, Environment & Mediterranean
European Commission, BU-9 05/166
9 Avenue de Beaulieu
Tel: 00-32-2-295-3232
Email: jill.hanna@cec.eu.int
Julio Garcia-Burgues
Head of Unit ENV-E.2
International Affairs, Trade and Environment
Environment Directorate General
European Commission BU-9 5/58, B-1049 Brussels
Office: 9 Avenue de Beaulieu, B-1160 Brussels
Tel: +32-2-296-8763
Email: julio.garcia-burgues@cec.eu.int
Marc van Heukelen
Head of Unit, Budget Directorate-General
Rupert Willis
Budget Directorate-General
European Commission,
BRE2 11/464, B-1049, Brussels
Office: 19 Avenue d’Auderghem, B-1040 Brussels
Tel: 00-32-2-299-3405
Email: marc.vanheukelen@cec.eu.int
Email: rupert.willis@cec.eu.int
Rob Rozenburg
Development Directorate General (Unit DEV/B/1)
European Commission
200 Rue de la Loi, B-1049 Brussels
Office: 12 Rue de Geneve, B-1140 Brussels
Tel: +32-2-296-1831 / 296-0457
Email: robertus.rozenburg@cec.eu.int
Hugo-Maria
Schally
Head of Unit DEV A/2
“ Relations with the Unit System, Member States and other OECD Donors”
Development Directorate-General
European Commission,
B-1049, Brussels
Office: G-12 9/111, 12 Rue de Geneve, B-1140 Brussels
Tel: 00-32-2-295-8569
Email: Hugo-Maria.Schally@cec.eu.int
(B) NGOs
John Hontelez
Secretary General
European Environmental Bureau (EEB)
34, Boulevard de Waterloo, 1000 Brussels
Tel: +32-2-289-1090
Email: hontelez@eeb.org
Patricia Jimenez
Vice Director
Heinrich Boll Foundation
15 Rue d’Arlon
Tel: +32-2-743-4100
Email: jimenez@boell.be
Tony Long
Director,
European Policy Office
Worldwide Fund for Nature (WWF)
36 Avenue de Tervuren, Box 12
1040 Brussels
Tel: +32-2-743-8805
Email: Tlong@wwfepo.org
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