Updated 5 March, 2004
 
 
NSSD Home

Resource Book
Key Documents
Reference Area
The Project
Documents
Country Area
Links
Tools
Search
About NSSD
 

 

Integrating environment and sustainability issues in the development of Namibia’s National Development Plan 2

A methodology for carrying out a
gap-consistency-conflict
analysis
of key chapters

Paper prepared  for  the OECD-DAC Project on Donor Developing Country  Dialogues on National Strategies for Sustainable Development (nssd)

Brian T. B. Jones
Windhoek, January 2001

 

Content

Introduction

Methodology

Annex 1

Annex 2

 

Introduction

 This paper describes and analyses the methodology used to carry out a gap-consistency-conflict analysis of key chapters of Namibia’s National Development Plan 2 (NDP2) during August 2000 to January 2001. The analysis was carried out as part of a project supported by DANCED and the OECD-DAC to incorporate environment and sustainable development issues in the process of formulating  NDP2, which covers the period 2001-2005.

The first national development plan (NDP1) had been developed in parallel with a separate Green Plan for Namibia, which had addressed a number of issues concerning sustainable development, particularly related to renewable natural resource use and management. However, the Green Plan had not adequately addressed “brown” environmental issues and was not implemented in a structured and coherent manner. Further, the processes of developing NDP1 and the Green Plan had not been linked.  When the formulation of NDP2 was being planned the government thought it more logical to integrate environment and sustainable development issues into the national planning process – thereby bringing the issues, concerns and recommendations contained in the Green Plan into mainstream economic and development thinking.

In order to achieve this integration, a project was established between the Ministry of Environment and Tourism (MET) and the National Planning Commission Secretariat (NPCS)  with the main funding support coming from DANCED.  OECD-DAC provided some additional funding to strengthen the review of key NDP2 chapters for environment and sustainable development issues.

The review of key chapters was one of the main components of the overall DANCED Project. These components are as follows:

Phase 1. Environmental Review of the Green Plan and NDP1

a) An environmental review of the Green Plan and NDP1 An assessment of the overall incorporation of Green Plan principles/actions/initiatives into NDP1an assessment of the contributions of the two plans to sustainable development; and an assessment of the effectiveness of the planning approaches for the Green Plan and NDP1 and to highlight lessons learned from the past planning experiences.

b) Identification and analysis of the 10 main threats to sustainable development in Namibia – and investigation of the root causes, the extent and what has been done in relation to the fundamental threats to sustainable development.

Phase 2. Development of a shared sustainable development vision for NDP2

a) Preparation of eighteen sector issues and options papers to identify the key sustainable development and cross-cutting issues in each major sector. These issues and options papers were used as background material for a series of workshops which brought together related clusters of sectors to identify key cross-cutting issues and develop a cluster vision for sustainable development.

b) Holding an inter-cluster workshop was then held bringing together all the sectors to consolidate the identification of cross-cutting issues and to develop a sustainable development vision for Namibia.

c) The results of these first phases of the project were captured in a document: Vision, Issues and Options for NDP2, the Results of a Participatory Process.  The aim was that line ministries would use the vision statements and identification of cross-cutting issues to guide the formulation of their sector chapters.

Phase 3. Drafting of MET chapters for NDP2

Assistance to the Directorate of Environmental Affairs in the MET on drafting a cross-cutting chapter for NDP2 on environment and sustainable natural resources management

Phase 4. Assist DEA to screen draft NDP2 chapters with regard to sustainable development priorities and targets

Technical assistance to the MET and NPCS in screening the draft chapters written by the line ministries.

Phase 5. Assist the NPCS to consolidate the draft NDP2 with regard to sustainable development priorities and targets

a)     TA to the NPCS in consolidating the draft NDP2  with regard to sustainable development issues (ensuring that the work of the reviewers and the earlier phases is indeed incorporated)

b)     Support to dialogues/roundtables/consultations on the draft NDP2 (focused discussions with key officials in the NPCS on specific issues and sectors)

c)      TA to identify and describe capacity constraints to natural resources management according to the NDP2 framework, and to outline possible remedial interventions through a consultative process.

Methodology

It was originally planned that the gap-consistency-conflict analysis of NDP2 chapters would be carried out as part of phase 4 of the DANCED Project, and that this process would take place between July and August 2000. However, the screening process was delayed by the slow submission of chapters to the NPCS by line ministries and a number of problems in scheduling meetings of the review committee.  The result was that the screening process ran well into October and was not as thoroughly executed as had been hoped. It was not clear to the partners in the DANCED Project at the end of the screening of chapters, to what extent environment and sustainable development issues would indeed be incorporated into NDP2. It was therefore decided to support a national workshop being held in November by the NPCS, which would further refine the NDP2 chapters. Following the workshop, the DANCED Project was requested by the NPCS to provide additional assistance through a further review of key chapters and the direct writing of additions and amendments into these chapters.

The gap-consistency-conflict analysis has therefore taken place over three separate phases of an overall review process of NDP2 chapters. This section will consider the methodology used and estimated impact of each phase of this process.

Phase 1. Review of key NDP2 Chapters for Environment and Sustainability Issues

 Methodology

The following methodology was developed for this phase of the review process:

i) A team of Namibian and Namibian-based consultants was hired to carry out the review process under the leadership of a Namibian team leader. Each consultant had broad experience in a number of development sectors and covered a group of chapters comprising related sectors or cross-cutting topics.  The reviewers were asked to provide comments on chapters for submission to a Chapter Screening Committee established by the NPCS. This committee had a schedule of meetings at which comments would be provided to the line ministries responsible for drafting the chapters. The screening committee was expected by the NPCS to analyse the chapters in terms of :

a) compliance of draft chapters with guidelines for preparing sector chapters

b) technical soundness

c) consistency between sectoral and national policies

d) comments made on chapters by NPCS planners and other experts (e.g. the DANCED project reviewers)

ii) Each reviewer was given 1,5 days to carry out the following (An annotated format for the review of chapters is contained in Annexe 1):

a) review and analyse the draft chapters for consistent and coherent coverage of the relevant cross-cutting issues in the chapter’s objectives , priorities and (Output: a short note citing pages and paragraphs which need amending/additions to fully address the relevant cross-cutting issues in the sector, and any missed priorities, for submission to the NPCS)

b) point out any inconsistencies or areas where sectoral approaches (within clusters of related chapters) are in conflict with each other  (Output: a short note outlining the inconsistencies in the relevant chapters, and suggestions on better/more appropriate approaches, for submission to the NPCS)

c) hold a meeting with the relevant NPCS planners responsible for chapter review to discuss results of the review and analyses (this was later amended to require the reviewers to attend the screening committee meetings so that they could provide comments directly to the line ministries rather than through the NPCS planners)

iii) The reviewers were expected to be guided in their work by the results of the participatory processes carried out earlier in the DANCED Project. In particular they were expected to analyse the chapters against the prioritised cross-cutting issues that needed to be addressed in NDP2, the shared national vision for sustainable development  and the major threats to sustainable development in Namibia (see Annexe 2.)

iv) A second round of screening across the main clusters of chapters was envisaged to pinpoint any gross inconsistencies in proposed approaches/ strategies to address the prioritised cross-cutting issues. A small workshop was to be held with the reviewers to identify these inconsistencies or missed priorities and the results of the workshop would be brought to the attention of the NPCS.

Implementation

The implementation of this process did not run as smoothly as anticipated.  The screening process was heavily delayed by the slow submission of chapters to the NPCS by line ministries. This resulted in problems in scheduling meetings of the NPCS Screening Committee. The committee meetings were often rescheduled at short notice and some chapters were only received for review a day or two before they were due to be screened. As a result, the DANCED consultants were not always available to attend the screening meetings. In some cases they were unable to review certain chapters in time to submit written comments to the screening committee ready for the review meeting for those chapters.

For the most part, the reviewers were able to use the material generated by previous phases of the DANCED Project to guide the review of their chapters. This was important as the material had been developed during workshops and consultations that involved a range of stakeholders including government officials responsible for chapters and NPCS planners. This meant there should have been a degree of consensus about the key issues that reviewers would address. Problems arose not so much in the methodology being used for reviewing chapters, but in the methodology for ensuring that comments would be incorporated.

While some line ministries were receptive of comments and suggestions for improvements, others were defensive of their chapters and less willing to make suggested changes that would better incorporate environment and sustainable development concerns and links. The process used during the screening meetings did not always provide adequate opportunity for substantive issues to be raised and debated properly. The criteria intended for the discussion of chapters [sub-section i) a) above] were not applied and most of the meetings focused on editorial issues of structure of the chapters, grammar, spelling, etc.

The proposed workshop to hold a second round of screening across the clusters of chapters [sub-section iv) above] was not held because the initial screening process went on into October instead of being completed by August as scheduled. It was not possible to mobilise the consultants and NPCS officials for this workshop because of the delay.

Phase 2. National Workshop to Review NDP2 Chapters

Methodology

Following the review of NDP2 chapters by the Screening Committee and DANCED reviewers, the NPCS held a national workshop with the following objectives:

i) To inform and involve relevant stakeholders in the broad review of the individual draft chapters of NDP2 on the basis of the agreed framework of development objectives, macroeconomic and financial setting for NDP2

ii) To seek effective contributions from the participants to further improve on the draft chapters to NDP2

The workshop was attended by government officials, particularly those tasked with drafting chapters, consultants advising line ministries, representatives of NGOs and CBOs. The workshop discussed the NDP2 framework chapters and the cross-cutting chapters in plenary and then broke into groups to discuss clusters of chapters. The DANCED Project was requested by the NPCS to provide facilitators for the four  group discussions: the natural resources cluster, the economic cluster, the social cluster and the public sector cluster. The project also provided four Namibian consultants to participate in the group sessions, particularly with respect to environment and sustainable development issues.  Because the process of accepting the comments of DANCED consultants on sector chapters had not been clear in the screening phase, it was decided to support the workshop as an additional opportunity for incorporating environmental and sustainable development issues in NDP2.

The aim of the group sessions was to present each chapter briefly, and discuss its contents with relevant stakeholders including the authors of the chapters. The following process was established for the working groups:

i) Discuss the Sector Mission Statements of all chapters in the cluster and check these for consistency with the framework chapters (National Development Objectives and Strategies)

ii) Carry out a chapter by chapter review of each chapter’s Objectives, Targets, Strategies and Private Sector Investment Programme (PSIP). The aim was to analyse whether the objectives relate to the overall NDP2 objectives, whether the targets cover/relate to all the objectives, whether the strategies are appropriately designed to achieve the objectives and whether the PSIP fully captures the objectives, targets and strategies.

iii) Pay particular attention in the review to special concerns such as poverty reduction, employment creation, environmental and sustainable development aspects

 Implementation

Insufficient time was available during the national workshop to follow the adopted methodology adequately. Only one of the working groups compared the Sector Mission Statements within the clusters and none of them discussed the PSIP. While a large number of participants had been involved in the previous phases of the development of NDP2 (the cluster and inter-cluster workshops), there was a significant number of new participants who needed to be brought up to date with the process. As a result they tended to cover ground already dealt with by previous activities. However, a number of useful comments were made regarding most chapters and the workshop proved useful in further identifying key environmental sustainable development issues and links between sectors. All of the consultants asked to attend the working group sessions on behalf of the DANCED project were involved in the subsequent final review of chapters, providing useful continuity.  

Phase 3. Improvement of key NDP2 chapters in terms of Environment and Sustainable Development Coverage

Methodology

In this phase it was agreed by the NPCS that the DANCED Project would provide consultants to carry out a final review of key NDP2 chapters. The DANCED input formed part of a larger effort to consolidate NDP2 being coordinated by a team of EU consultants working in the NPCS. The DANCED consultants were asked to carry out the following:

i) Review the results of the screening work done previously by DANCED consultants, as well as other relevant project reports

ii) Write directly into the chapters any recommended revisions (whether additional text, changes in current information, drawing attention to missed priorities or strategies etc.).

iii) Write directly into the chapters any major environment or sustainable development issues that have been overlooked iv) Discuss the proposed changes with the relevant authors/officials of the line ministries concerned and the NPCS with a view to reaching agreement to the changes proposed in the chapters.

The consultants were allocated one day for chapters previously screened by DANCED consultants and 1,5 days for those chapters that had not been screened earlier.

Implementation

By January 23, 2001, the DANCED consultants had completed their final review of NDP2 Chapters.  It appears that to a large extent, their comments will have been incorporated into the final version of the National Development Plan. However, the publication of the plan will be delayed further because ministries are being slow to submit final versions of their chapters.

Annex 1.

Annotated format for screening NDP2 Chapters

DANCED Project, Environmental Review of the Namibian Green Plan and Inclusion of Environmental and Sustainable Development Aspects within Namibia’s Second National Development Plan (NDP2)

REVIEW OF DRAFT NDPII CHAPTERS
FOR SUSTAINABILITY AND ENVIRONMENTAL ISSUES[1]

Chapter 15.  Survey and Mapping

Submitted by:  (Ministry )

Reviewed by: 

Date reviewed: 

1.      Assessment of (i) coverage of environmental and sustainable development (E/SD) issues/concerns, and (ii) recognition of links to other sectors

Give an overall assessment of the chapter in terms of consistency and coherence of coverage of E/SD issues and concerns, as one reads through the objectives to strategies and on to priorities. Does the chapter strongly/adequately/consistently reflect on E/SD issues?

Does it recognise its importance/support role to key elements of national development? Bring out the cross-cutting issues that the chapter expressly responds to, and by what means?

Which cross-cutting issues that the chapter should rightfully address, have not been given enough attention? Briefly explain why the chapter should tackle such issues?

2.      Recommendations to strengthen the chapter's coverage of E/SD issues

Based on the assessment, recommend strategic changes to the chapter to strengthen E/SD coverage, through any of the following ways:

  • Pinpoint any inconsistency or conflict in the statement of objectives, and the identified strategies and subsequent priorities (programmes/projects).
  • Pinpoint any strategy or priority identified and outlined in the chapter that, based on past experience, is in conflict with E/SD principles
  • Cite other priorities "missed out" by the chapter that if included, could further improve coverage of key E/SD issues.
  • Looking beyond the sector, point out any strategy or priority outlined in the chapter that, on further reflection, may run counter to the main strategies for development in the other sectors.

The reviewer is encouraged to refer to (i) the Vision Paper, and (ii) the Summary Paper on SD Issues and Threats.

3.      Other recommendations to improve the chapter (optional)

§  Language/formulation suggestions

§Others

Annex 2.

Background Information for use by DANCED Project

reviewers of  NDP2 Chapters

A.     Prioritised Cross-cutting issues that need to be addressed on NDP2

The following are the prioritised cross-cutting issues and recommended options from the Inter Cluster Workshop held on June 9, 2000 as part of the participatory process of integrating environment and sustainable development issues into NDP2. (The issues in brackets were added to the main issue for the purpose of group work during the workshop):

1.      Poverty alleviation and food security

2.      Inadequate capacity at all levels to promote sustainable development (Inadequate education)

(Inadequate awareness of sustainability and the link between the environment and development)

3.      Prevalence and escalation of HIV AIDS

4.      Inequitable land allocation and inadequate tenure in communal areas

5.      National and local peace, security and stability

(Crime and especially violence vs women and children)

6.      Promotion of equity plus gender inequity plus access to finance and credit

7.      Urbanisation and human settlement development

8.      Unsustainable human population growth

9.      Uncoordinated sectoral policies, programmes and projects

(Unsustainable and environmentally damaging policies, programmes and projects)

(Inconsistent application of EIA)

10. Decentralise decision making

11. Inadequate and fragmented information on baseline situation, development needs and other statistics

12. Loss of Biodiversity

(Over reliance on the raw extraction and export of only a few minerals and natural resources)

B.     A shared vision for Sustainable Development

An overall vision for sustainable development was drawn up at the Inter Cluster Workshop held on June 9, 2000. A number of formulations were proposed and discussed at the workshop. A smaller group of participants worked to reconcile the different proposals and this was the result, agreed by the workshop’s participants: 

Sustainable and equitable improvement in the quality of life of all the people in Namibia

C.    The Major threats to Sustainable Development in Namibia

These threats were identified in a paper prepared by a consultant for the project following discussion  by a reference group of Namibian experts.

1.      Economic growth and industrialisation - ecological constraints and impacts

2.      Poverty and inequality - disparities between rich and poor and  gender inequality

3.      Water - a limited resource for human use and economic growth

4.      Land - low human carrying capacity and inappropriate distribution, tenure and use

5.      Biodiversity - an endangered foundation of human life and livelihoods

6.      Population growth and settlement patterns - more people sharing  a limited resource pie

7.      Human resources - a lack of human captial for socio-economic advancement

8.      Governance - the need for changing institutional approaches to resource management and for safeguarding human rights, democracy, peace and security

9.      Economic policy and management framework - the need for a stable macro-economic environment and for unleashing private initiative and entrepreneurship

10. Regionally and globally shared natural resources - the risk of increasing  competition for regional resource access and the adverse local impacts of global environmental change

11. Knowledge for sustainable development - the need for harnessing existing knowledge and generating knew knowledge

12. Culture, communication, attitude and lifestyles - the need to develop a shared   vision and values for sustainable development

 

[1] A number of key cross-cutting issues important for sustainable development in Namibia were identified by Namibians in government, NGOs and private sector organisations through a participatory process facilitated by the DANCED project during April-June 2000. The results of this process are contained in the document “Visions, Issues and Options for NDPII: The Results of a Participatory Process”.

 

 


 


© NSSD 2003  
NSSD.net Home
Top of Page