Topic
Guide 2: In-Country/Region Dialogue
The dialogues
will consist of a series of participatory consultation exercises - the nature
and format of which will be agreed during the status review phase.
They will bring out lessons learnt from existing strategic processes and
identify areas of best practice and common constraints/gaps. The exact
nature of these ‘forums’ will vary from country to country but they are
likely to be a mix of workshops, working groups, roundtable exercises, discussions
with individual key groups, informal meetings, telephone consultations,
and other participatory exercises. |
To ensure that the
output of the dialogues can be co-ordinated into meaningful guidance,
it is proposed that the debates centre round a number of key topics.
Topic guide 2 outlines some suggested topics. These can be summarised:
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Process and
participation - Successful approaches (and why). What has not worked.
What is acceptable. Correlation between process and success.
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Institutions
& Integration - extent to which issues have been addressed holistically.
Institutional capacity. Integration with national planning, policy
development and decision making processes. Legal frameworks.
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Technical -
extent of knowledge and understanding of the state of resources,
and the social and cultural context. Monitoring progress.
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Political and
policy - commitment and constituency. Policy changes.
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Role of donors
- extent of their involvement. what assistance and approaches have
worked/not worked.
Different groups
of stakeholders will be involved at various points in the dialogue.
The stakeholders are likely to be representative of government, civil
society and the private sector. It may be necessary to pay particular
attention to the participation of vulnerable, poor, and minority groups,
as well as ensure that participation issues around gender and traditional
authorities are not undermined.
The consultation
exercises will be facilitated and reported on by the lead organisations/teams.
However a country may also decide that different members of the steering
committee participate in the consultation exercises to take advantage
of the opportunity it presents for feedback and communication.
The representation
on the Steering Committee will include a broad cross-section of representatives
from government, civil society and the private sector and the donor.
The Committee will be made up of people able to influence the strategy
work within their organisations and are able to assume a role for the
longer term donor-partner collaborations.
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Topic
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Issues to be
explored
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Political and
institutional enabling conditions
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Is there political
commitment to the objectives, processes, plans and budget requirements
of all strategic initiatives concerned with SD? In what political fora?
Is the political commitment partisan or broad-church? What are the sticking
points?
Is it clear where
responsibilities lie for building on existing strategies and their activities,
for formulating new strategies where relevant, for implementing them,
and for monitoring them? Do the institutions concerned have sufficient
rights, resources and effective relationships to undertake this? [The
4Rs]
Is there effective
co-ordination:
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between these
institutions?
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between strategic
initiatives e.g. NCS, social action plans, etc.?
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between these
institutions and those central to planning and investment?
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between institutions
and donors?
How do national local and regional strategies relate to each other and
how do existing strategies link into the planning and decision making
systems?
What cross-boundary
issues have been considered?
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Quality of analysis
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Is there adequate
understanding of the state of resources, trends in their quality and
quantity, and the pressures upon them?
Is there adequate
analysis of the state of the main sectors and livelihood systems, their
interactions with resources (as above), and consequent winners and losers?
Has full use been
made of existing studies on poverty and environment, and the opportunity
taken to strengthen the body of knowledge in concerned areas?
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Quality of participation
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Is there continuing
identification and participation of concerned stakeholders - including
government, civil society and market players at different levels, and
representatives of global environmental interests - in strategy preparation,
planning, implementation, monitoring and review? Do the fora and mechanisms
suit the stakeholders? Does representation meet acceptable criteria
of identity-with-group and accountability-to-group?
Have pro-active
mechanisms been used to engage otherwise-marginalised stakeholders in
the above processes - such as women and landless poor groups
What role did public
awareness campaigns have in encouraging stakeholder involvement in the
process and how has the process strengthened people’s participation
in, and influence over, the decision making process?
How were difficulties
and problems addressed and consensus reached.
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Quality of policies
and plans
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Have clear policies,
plans, principles, standards and/or targets been derived from the strategy,
in forms which can best elicit positive responses from those various
institutions (government, market and civil society) which are supposed
to implement the strategy?
Are there systems
for defining priorities in environmental, economic and social terms,
so as to keep the number of strategy objectives (at any one time) manageable?
And are these systems compatible with those for analysis and participation?
Have opportunities
for win-win activities supporting poverty alleviation, economic growth
and environmental conservation been well-defined with those institutions
best placed to act on them? For example, have conservation and poverty
alleviation strategies been brought together?
Are there systems
for addressing the hard trade-offs - identifying them, debating them,
planning action or compensating for the costs of inaction?
Has there been early
and tactical implementation of promising initiatives which will both
help build support for the strategy process and test its principles
and ideas?
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Effectiveness
of regulations and incentives
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Do fiscal and regulatory
frameworks internalise social and environmental costs in order to correct
for market failure, and open doors to best-practice investment?
Are these frameworks
efficiently monitored and enforced, by government or private bodies
as appropriate?
Have measures been
included to ensure compliance with international environmental and human
rights agreements?
Are measures taken
to increase public awareness of sustainable development and thus encourage
the development of consumer- or civil society-driven incentives?
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Nssd process
management and effectiveness of capacity
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What key factors
assisted the development of the strategy (e.g. a past strategy; public
pressure; government commitment) and what were the key issues to resolve
(land tenure; resource depletion; poverty)?
From what perspective
has the process been driven (environmental, economic, interdisciplinary)?
What tools/methodologies
were useful in enhancing understanding (e.g. poverty assessments; SEA).
How is progress being monitored?
Is capacity being
efficiently and equitably utilised, and improved, to:
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develop strategies
with strong local ownership?
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co-ordinate
existing sectoral or issues-based strategies to improve their coherence
and efficiency in achieving SD?
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encourage institutions
to make their responses to relevant strategies?
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implement strategy-related
activities, in a way which is consistent with the broader strategy
goals ?
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monitor the
impact of strategic processes and activities?
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maintain the
‘big picture’ of strategy evolution?
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review and continuous
improvement of the strategy?
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Evidence of Impact
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What areas do stakeholder
believe are being influenced - positively or negatively - by the strategy?
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ecological processes
conserved?
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biodiversity
conserved?
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resource quantity/productivity
maintained?
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economic efficiency
improved?
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poverty and
inequity reduced?
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pollution prevented?
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human health
improved?
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culture conserved?
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Donors
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What has been the
role of donors in these processes and was their role useful?
Is there effective
co-ordination between government and donors?
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