OECD/DAC
Donor-Developing Country Dialogues on
Strategies for Sustainable Development
REPORT
OF THE
MID-TERM
REVIEW WORKSHOP,
Phuket,
Thailand, 9-14 October 2000
DRAFT:
1 November 2000
Notes:
1. This draft report
has been prepared by IIED and is being circulated to all workshop participants
for comment and clarification.
2. The term "strategy"
when used unqualified in this report means a strategy for sustainable
development.
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- INTRODUCTION
The Mid-Term Workshop
brought together country teams from Bolivia, Burkina Faso, Nepal, Tanzania,
Thailand (dialogue countries); representatives from Ghana, Namibia and
Pakistan (parallel learning countries), members of the DAC Task Force
on nssds (UK DFID; EC; Japan Ministry of Foreign Affairs
and JICA; Netherlands - DGIS; Germany - GTZ), resource persons
with expertise in strategies for sustainable development, and staff from
the OECD/DAC and International Institute for Environment and Development
(IIED) (the coordinating organisation) The Thailand Development Research
Institute (TDRI) provided local logistical support for the organisation
of the workshop (see Appendix 1 for list of participants).
This report provides
a summary of the workshop, highlighting the key conclusions and recommendations.
It will be posted on the project website (www.nssd.net),
together with copies of the papers, project documents and overheads presented
at the two workshops
.
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- OPENING
OF WORKSHOP
The workshop was
officially opened at a reception for participants by the Ms Supatra
Madit, Minister in the Prime Ministers Office, who stressed the
importance of strategies for sustainable development and the key role
of stakeholder participation in such approaches. Mr Adrian Davis (DFID
co chair of the DAC Task Force on Strategies for Sustainable
Development) responded for the OECD/DAC and stressed they need to think
in terms of principles for strategy development and implementation.
Subsequently, a
letter from the Bolivian Minister for Sustainable Development was presented
expressing continued support for the initiative.
- OBJECTIVES
OF THE WORKSHOP
The workshop had several
objectives:
- to review progress
in participating countries;
- to develop a draft
framework for policy guidance (aimed primarily at donors) on strategies
for sustainable development;
- to exchange information
and ideas on on-going strategy approaches, on emerging opportunities
and challenges, and on international developments in the area of sustainable
development strategies;
- to consider ways
to improve and continue networking amongst project participants;
- to consider next
steps in the project.
- BACKGROUND
AND OBJECTIVES OF THE PROJECT
Peter Shelley from
the UK Department for International Development (DFID) presented a reminder
overview of the background and objectives of the project, and the roles
of the different participants. Details can be found in project documents
and in the report of the First Planning Workshop held in Arusha, Tanzania,
in April 2000 (available on the project website: www.nssd.net).
4.1.
Responding to nssd targets through a partnership approach
It was noted that
Agenda 21, agreed at the Earth Summit in 1992, called on all countries
to prepare a national strategy for sustainable development (nssd). Five
years later, at a Special Session of the UN General Assembly, a target
date of 2002 was set for all countries to have introduced such strategies.
In the run up to this event, the OECD Development Assistance Committee
(DAC) - a forum which brings donors together to harmonise policy
agreed its Shaping the 21st Century policy document
which set a target of 2005 for nssds to be in the process of implementation
in all countries, and made a commitment to support developing countries
in the formulation and implementation of nssds.
However, no official
interpretation of what a strategy for sustainable development is, or how
to develop and implement one, has been given to assist countries in meeting
these targets and commitments, and there is a risk that the targets could
result in the production of strategy documents that are poorly implemented,
as has often been the case with previous approaches.
The DAC Working Party
on Environment (WP/ENV) therefore decided to develop guidance for donor
agencies on how best to support countries in developing and implementing
strategies for sustainable development, and appointed a Task Force for
this purpose in June 1998. The Task Force identified the need for guidance
to be developed in partnership with developing countries, through consultations
and dialogues in a number of countries. Following a Donor - Developing
Country Scoping Workshop, held in Sunningdale, UK, in November 1998, a
project was launched with financial support from a range of Working Party
members.
In parallel to the
WP/ENV initiative, the DAC high level meeting in May 1999 defined a strategy
for sustainable development as "a strategic and participatory process
of analysis, debate, capacity strengthening, planning and action towards
sustainable development". It also noted that developing such a strategy
does not necessarily mean launching a completely new planning process,
but can be achieved by incorporating sustainable development principles
into key existing policy and strategic planning processes.
4.2.
Objectives of the project
The following objectives
were re-confirmed:
- To elaborate good
practice for donor agencies to support strategy processes in developing
countries (the main objective for donor agencies); and
- To improve international
understanding of how to develop and implement strategies.
It was stressed that
the purpose of the country dialogues is not directly to initiate new planning
processes, but to learn from those that already exist. However, it is
hoped that, where possible, the dialogues will also make a substantive
contribution to existing strategy processes in developing countries. It
is also hoped that they will enable the identification of indicators to
monitor progress towards successful strategies, and generate a better
understanding of what constitutes a strategy.
The country dialogues
are extremely important because the outputs will be used to develop policy
guidance for donor agencies. This marks a significant new step for the
OECD/DAC since, for the first time, policy guidance is being developed
in partnership with developing countries. The guidance will be presented
to OECD Ministers of Development Co-operation in April 2001 and, if adopted,
may influence key actors such as the UN and the World Bank.
4.3.
Roles of participants in the nssd dialogue project
These were noted as:
- In-country lead
institutions/teams: to co-ordinate and implement the dialogues in each
country, working closely with governments.
- In-country steering
committees: to meet several times and provide a forum for a broader
range of stakeholders to have input into shaping the dialogues.
- IIED: to co-ordinate
the project, ensure consistency of approach and adherence to the timetable,
develop draft guidance, and assist with the administration of funds.
- DAC Task Force:
to listen and learn (the guidance will be informed by the dialogues),
to assist IIED, secure and release funds, and provide feedback to the
DAC WP/ENV and other donors and financial institutions (e.g. IMF, World
Bank).
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5. COUNTRY
PROGRESS REPORTS
Representatives from
each participating country presented a report on progress with the status
reviews and dialogue activities:
5.1.
Thailand
Nipon Poapongsakorn
of the Thailand Development Research Institute (TDRI) reported that the
project in Thailand is being undertaken in two phases: (a) Phase 1 - a
status review of past and current strategic planning processes and dialogue
on issues concerning sustainable development strategies; (b) Phase 2 -
a dialogue on developing a poverty reduction strategy for Thailand.
Phase 1
This has involved
a review of the current status of national development strategies since
1960 and the factors explaining changes in strategies focusing
on growth-oriented strategies and recent sustainable development strategies
(e.g. 8th/9th National Economic and Social Development
Plans), and government-led and NGO-led processes. A dialogue has been
conducted with a range of stakeholders on several issues:
- The concept of
a sustainable development strategy;
- The development
process and role of peoples participation;
- Stakeholders
management technology and knowledge of the state of the economy, social
and political situation;
- Stakeholders
political commitment;
- Role of donors
(yet to be considered).
Mechanisms
The lead team comprises
staff of Thailand Development Research Institute (TDRI), the National
Economic and Social Development Board (NESDB) and the Ministry of Science,
Technology and Environment (MOSTE). A Steering Committee has been established.
chaired by a distinguished medical professor, with nine other members
from government, the private sector and civil society. Several resource
persons have assisted panel discussions.
The approaches for
phase 1 have involved:
- Literature review;
- Preparing five
issues papers;
- Rural historical development since 1957
- Urban development and poverty issues
- Environmental developmental process
- Strategies for sustainable development: an overview
- The 8th and 9th National Economic and Social
Development Plan processes
- Consultations with
the Steering Committee;
- Interviews with
key stakeholders;
- Panel discussions
and a special lecture;
- Workshop on Thailand
development strategy
- A paper on the
results of phase 1 as an input to developing the 9th National
Economic and Social Development Plan;
Phase 2:
A dialogue on developing
an appropriate process of formulating and implementing a poverty reduction
strategy, drawing lessons from existing strategies, identifying areas
of best practice, and identifying common constraints. It will involve:
- reviewing literature
on poverty, the process of poverty reduction and implementing the poverty
reduction policy during the 5th to 7th national
plans (October);
- interviews with
key resource persons (November);
- focus group meetings
(December);
- two workshops on
poverty reduction strategies one technical, another for NGOs
and community leaders (December);
- preparing a synthesis
report (January);
- a national seminar
a dialogue on a possible mechanism to develop a national sustainable
development strategy focusing on poverty reduction (January);
- Draft final report
(February).
Key lessons to date
- People were allowed
to participate in national planning for the first time in the development
of the 8th National Economic and Social Development Plan
effectively the countrys existing sustainable development
strategy; more groups of stakeholders are involved in developing the
9th plan (but there is still an adversarial approach towards
some NGOs);
- Sustainable development
is defined by dialogue stakeholders as holistic development which involves
six dimensions: economic, social, environment, politics, technology
& knowledge, and a mentally and spiritually well-balanced mind;
- The NESDB has adopted
these dimensions of sustainable development on a piecemeal basis with
no coherent approach.
5.2. Bolivia
Anibal Aguilar of
Bolhispania explained that significant reforms have been introduced in
Bolivia in the last six years, resulting in a decentralised and participatory
planning system. Roberto Rivero of UDAPE (the Unit for Economic Policy
Analysis) made a short presentation on the governments consultation
process for the development of the PRSP (the National Dialogue).
The work funded by the DAC project is being carried out in two phases:
a status review and a dialogue phase. The work plan has been revised,
and the main focus of the dialogue is now the 1997 Global Plan for Economic
and Social Development (PGDES), which is effectively an nssd.
Mechanisms
The Lead Team comprises
Anibal Aguilar, a consultant, and representatives from the Ministry for
Sustainable Development and Planning, the Ministry for Economic Development
and UDAPE. A Steering Committee has been established which is chaired
by the Minister for Sustainable Development and Planning, and includes
a representative from the Vice-Ministry for Public Investment and External
Finance (VIPFE), Spanish Cooperation and DFID, the Parliamentary Commission
for sustainable development, an NGO and a private sector representative.
Phase I: Status Review
The following activities
have been carried out to provide an input for the Status Review:
- Observation and
analysis of the government-led consultation process for the development
of the PRSP (the National Dialogue)
- Observation of
the parallel consultations facilitated by NGOs;
- Review of key planning
and strategy documents;
- Consultations with
key informants;
- A National Workshop
in Santa Cruz to review experience with strategies.
The first draft of
the Status review will be ready in mid November.
Phase II: Dialogue
The dialogue will
examine how to improve the PGDES process, and the links between the planning
processes at national, regional and local level, so that it best supports
sustainable development at local level. An initial map of
these processes and links will be prepared to generate a provisional indication
of their strengths and weaknesses. Local consultations will then be held
in two regions to determine how the various planning processes support
local sustainabvle development and where they do not. These will involve
consultations with key informants based on the map and key
questions, followed by a one-day workshop. A small national workshop will
then be held to discuss the findings.
Key lessons to date
- The 1994 Law on
Public Participation requires a greater proportion of public funds to
be administered at municipal level, through local participatory plans.
- To improve the
implementation of the new planning system, there is a need to strengthen
the capacity of municipalities, improve coordination between planning
at the national, regional and local level, and strengthen public accountability
mechanisms.
- Implementation
of the PGDES requires much better coordination with sectoral investment
and regional and local planning.
- There is a need
to improve trust and collaboration between the state and civil society.
- The many political
parties in government, and outside, make it difficult for coordination
and continuity of policies and plans. There is a need to remove political-partisan
habits in technical areas of government initiatives.
5.3.
Tanzania
The Tanzanian progress
report was jointly presented by Professor Lucian Msambichaka and Dr Oswald
Mashindano of the Economic Research Bureau, University of Dar es Salaam.
They noted that work in Tanzania is closely following the approach set
out in the project document. It involves two phases: (a) a status review,
and (b) a dialogue process on strategies for sustainable development.
These phases aim to meet three key objectives:
- To develop guidance
for Tanzania on how it can better prepare and implement a strategy for
sustainable development, and how donors can assist;
- To identify weaknesses
in existing strategies for sustainable development in Tanzania;
- To propose remedial
measures/options to these weaknesses.
Mechanisms
The Lead team is based
at the Economic Research Bureau of the University of Dar es Salaam. It
comprises five members and is complemented by 3 short-term consultants.
A Dialogue Steering Committee has been established, chaired by the Permanent
Secretary of the National Planning Commission. Members include three other
senior government Permanent Secretaries, and representatives of the Chamber
of Commerce, a national NGO, a senior academic and a donor agency.
Phase 1: status review
This is now completed.
It involved:
- A stakeholders
planning workshop;
- Desk review of
existing strategy and initiative documents by lead team members and
consultants;
- Interviews with
key informants;
- Focus group discussion;
- Stakeholders
status review workshop (including developing a mock strategy to build
awareness of strategies);
Phase 2: dialogues
In the period November
1999 January 2001, the following activities will be undertaken:
- Identifying key
stakeholders and institutions for consultations and interviews;
- Stakeholder workshop
in Dar es Salaam;
- Two stakeholder
workshop at district level in Arusha and Iringa regions;
- Summary of major
issues emerging from DSM and District workshops;
- National-level
stakeholder workshop;
- Synthesis report,
and submission to government and donors.
Key lessons to date
- Stakeholders had
difficulty conceptualising strategies for sustainable development;
- There was no clear
knowledge of what a strategy document should contain;
- Preparation of
strategies in Tanzania has been influenced by external factors
and they have no clear owner;
- There has been
inadequate grassroots participation in strategies;
- Strategies have
lacked implementation plans;
- There has been
a long time-lag between policy formulation and implementation;
- There is no harmonised/standard
approach to strategy preparation;
- Existing strategies
have too many objectives;
- Strategies exist
without policies; and vice versa;
- Capacity-building
is needed at all levels
- The status review
workshop identified a number of principles for strategies for sustainable
development (these have been incorporated into the draft policy guidance
framework see Appendix 4).
5.4.
Burkina Faso
In his report, Daniel
Thieba of GREFCO pointed out that, in Burkina Faso, there is weak synergy
between the various plans and programmes. In response, in June 2000, the
government agreed to elaborate guidelines for developing a national strategy
for sustainable development through a dialogue involving key actors. The
key objectives of the work in Burkina Faso are:
- To undertake a
status review to enable an in-depth analysis of existing national strategic
planning frameworks;
- Dissemination and
ownership of this status review by different stakeholder groups through
workshops;
- Formulation of
analysis and proposals by different actors (assisted by animators) to
develop a strategy (building synergy and harmonisation between various
plans and programmes);
- To debate points
of convergence and divergence.
The work is arranged
in four phases:
(a) Sharing information
and raising awareness about commitments and roles in relation to the Rio
conventions (Desertification; Biodiversity; Climatic Change), and
synergy in their implementation;
(b) Review of the
current situation and proposing mechanisms for dialogue;
(c) Validation and
building consensus to adopt a strategy and work plan;
(d) Implementation
of the action plan
Mechanisms
A full-time project
team leader has been appointed from Groupe Recherches Formation &
Conseil (GREFCO) and part-time consultants are providing support as needed.
A Steering Committee has been established with members drawn from government
institutions, the private sector and multilateral and bilateral donors.
Work completed
- Key questions for
analysis and interviews elaborated by the lead team;
- Status review undertaken
- covering 16 planning frameworks and processes, with 3 examined in
depth (August). Report available in French; English translation being
prepared; draft report submitted to Steering Committee plus summary
version;
- Elaboration and
distribution of guidelines for conducting dialogues;
- Several meetings
of the Steering Committee;
- National information
sharing workshop (80 participants) on process for developing a strategy
for sustainable development (September).
Work in progress
- 3 synthesis workshops
on consultations(October);
- Preparation of
synthesis document (November);
Key lessons to date
- The implementation
of most strategies is still in the initial phase and impacts are difficult
to determine; older processes lack institutional systems for implementation;
- The process has
been opened to civil society, but involvement quality is unsatisfactory.
Most people involved so far are from government. A key question is how
to secure the adequate and effective participation of more actors?
- There has been
insufficient time (within the DAC timetable) to set up a good process
and for people to prepare and present their views;
5.5.
Nepal
Dr Badri Pande (IUCN-Nepal)
reported on the process in Nepal which had started late in September 2000.
It followed a two-day regional workshop in Kathmandu (July 2000), organised
by IUCN, which shared experiences of Bangladesh, Nepal, Pakistan, Sri
Lanka, Vietnam and Thailand
Its main objectives
are:
- To identify strategic
processes for sustainable development that have been successfully used
in Nepal;
- To assess elements
that work well and not so well in Nepal, in order to (a) inform the
development of the sustainable development agenda in the country, and
(b) inform donors (OECD/DAC and donors with active programmes in Nepal).
The process will involve:
- A review of all
national and local level strategies and plans, e.g.: the 9TH
Five Year Plan, multi-stakeholder thematic strategies (e.g. National
Conservation Strategy, Biodiversty Action Plan, Forestry Master Plan,
etc), local initiatves such as the Sustainable Community Development
Programme (SDCP) and community forestry with a focus on processes
and links;
- Defining sustainable
development success indicators;
- A series of stakeholder
workshops at national and sub-national levels (primarily targeted beneficiaries
at the community level) to learn lessons about processes;
- Synthesis of findings
and report preparation.
Mechanisms
IUCN-Nepal has been
appointed to facilitate the process and provide technical support and
programmatic management. A team leader will be appointed to work full-time
assisted by experts and other support staff.
The National Planning
Commission has established a Steering Committee merging two pre-existing
Steering Committees for the Sustainable Community Development Programme
(SDCP) and for the development of the national strategy for sustainable
development (a UNDP-supported initiative). The committee is chaired by
the NPC and draws members from key ministries, UNDP, DFID, the private
sector and NGOs.
Lessons to date
- The Kathmandu regional
workshop identified a list of principles for effective strategies for
sustainable development (these have been incorporated into the draft
policy guidance framework see Appendix 4)
- Any process that
applies such principles could be recognised as a strategy for sustainable
development
5.6.
Ghana
Mr Seth Vordzorgbe
(consultant) presented the Ghana report. He and another consultant have
been commissioned to undertake a study with three broad aims:
- To identify successful
and unsuccessful elements of the process of developing and implementing
previous and current sustainable development strategies in Ghana, including
Ghana Vision 2020;
- To contribute to
identifying international best practice in sustainable development strategy
design and implementation;
- To provide a useful
input into the on-going process of developing the Second Step Policy
Framework (2001-2005) for Ghanas Vision 2020 particularly
to enhance the effectiveness of participatory approach in the design
of district plans under the Second Step, an to inform the design of
next steps under Vision 2020.
The study is being
conducted in several phases (September-November 2000):
- A review of key
issues in implementing sustainable development strategies in Ghana;
- A stakeholder workshop
to review preliminary findings;
- A second stakeholder
workshop, with broader stakeholder representation, to consider a revised
report incorporating feedback comments and ideas emerging from the Thailand
mid-term workshop;
- Preparing a final
report.
Lessons to date
- A number of success
criteria for a strategic process for sustainable development have been
identified and incorporated in the draft policy guidance framework
see Appendix 4);
- For effective participation
and quality of work, terms such as strategy need to be clearly
defined;
- To develop an effective
sustainable development strategy needs an appropriate methodology for
a visioning process (e.g. scenarios);
- Participation in
the design of strategies has been dominated by government ministries,
departments and agencies;
- For effective participation,
stakeholders need time to prepare for their involvement in forums and
workshops;
- The nominal group
technique is more effective than brainstorming to ensure effective participation;
- Full participation
by all social or pressure groups is enhanced by advance information
to all potential participants, education and communication campaigns
on the process, objectives, methodology and expected outcomes;
- Donor-led processes
are not necessarily less participatory than home-grown processes.
Ghana Vision 2020
and decentralised planning
Dr Ferdinand Tay (Ghana
National Development Planning Commission) made a presentation explaining
the process of developing Ghana Vision 2020 and the decentralised planning
system now in place.
5.7.
Namibia
Mr Brian Jones (consultant)
explained that support has been provided to augment work being undertaken
under a DANCED-funded initiative which is assisting National Planning
Commission Secretariat (NPCS) and the Ministry of Environment and Tourism
(MET) to integrate environment and sustainable development issues in developing
the second National Development Plan.
Consultants have been
engaged through the Namibia Nature Foundation to:
Prepare a paper describing
the process followed by the DANCED project and analysing what has worked
well or not (successes and failures) and the reasons (September);
Assist the screening
of the draft chapters of the second National Development Plan (i.e. for
some 17 chapters on social, industry and infrastructure/institutions clusters
and related cross-cutting topics) (August-October);
- Prepare a paper
on the methods used for this screening analysis (yet to be written).
The support of the
DAC dialogues project has enabled much wider coverage to the screening
process. However, There has been slippage in the screening process due
to delays in line ministries submitting their draft chapters for review.
The comments from the screening will be incorporated by the NPCS into
the chapters when they are revised following national consultations on
NDP2.
Lessons to date
- The alliance between
MET and NPCS has enabled MET to directly influence mainstream development
planning and promote a sustainable development approach;
- Using (Namibian)
consultants has filled a capacity gap in the Directorate of Environmental
Affairs (of MET), but has meant that the DEA has not established strong
institutional links with the NPCS;
- The preparation
of sector issues and options papers provided useful material for sectors
to identify cross-cutting issues affecting sustainable development and
provided key points for discussion in cluster workshops (clusters of
related sectors);
- Cluster workshops
had several benefits. They: provided an effective mechanism for representatives
from a broad range of stakeholders to be exposed to the concept of sustainable
development and key cross-cutting issues; helped different sectors to
recognise the inter-relatedness of their various activities; led to
the development of sector visions for sustainable development; and stimulated
ideas about achieving better co-operation and integration;
- The DANCED-funded
project has resulted in noticeably increased awareness of sustainable
development and cross-sectoral issues within NPCS and the cluster
workshop process will now be used for national budget preparation.
.8.
Pakistan
Mr Asif Zaidi and
Ms Maheen Zehra (both IUNC-Pakistan) reported that following its approval
and after five years of development, the Pakistan National Conservation
Strategy is being implemented during the period 1992-2002. A mid term
review (MTR) of the NCS was conducted between May 1999 and April 2000
in two stages: information collection through a year-long domestic process;
and a month long external review based on background studies and consultations
with NCS stakeholders.
Key lessons of the
MTR
- NCS implementation
and building consensus towards sustainable development has been inhibited
by weak political structures and the fragile democracy; the NCS had
no influence on key socio-economic issues;
- But the MTR has
revitalised dialogue on national issues and provided space to renew
directions for sustainable development initiatives in Pakistan; expanded
the stakeholder base; raised debate on poverty reduction and economic
development; generated a realisation that isolated sectoral initiatives
need to brought together on one platform; and identified guidelines
for donor investment.
- NCS formulation
was participative; but implementation was not;
- There has been
a pervasive lack of co-ordination between donor-funded initiatives;
- Capacity to implement
the NCS and any strategy for sustainable development is lacking; consensus
is needed are on what capacity is required;
- A strategy for
sustainable development must be flexible to allow for its revision and
translation into implementation in changing contextual circumstances.
Next steps
- A Steering Committee
is being established to take forward the MTR and its recommendation;
- A synthesis report
on the MTR recommendations will be prepared: under the DAC project,
it is intended to Commission IUCN-Pakistan to prepare a paper (in collaboration
with IIED) summarising the experience of the MTR process and the key
lessons. This will be used as part of a process led by IUCN-Pakistan
to broaden awareness and understanding of these lessons in building
momentum for developing a sustainable development strategy;
- A dialogue will
be instituted with consultations at national, provincial and district
levels to gauge consensus for future directions, map institutional capacity
and discuss how to move towards a strategy for sustainable development;
- A national forum
for debate on sustainable development will be launched;
- A programme will
be undertaken to advocate and build commitment for a strategy for sustainable
development amongst decision-makers;
- Public debate will
be initiated through the media and existing NGO and other networks;
5.9.
Donors
Paula Chalinder (DFID)
told participants about the work and responsibilities of the DAC Task
Force on strategies for sustainable development that is co-ordinating
15 members of the DAC. She explained how donors are supporting the dialoguing
initiative within their own agencies and stressed that donors are particularly
keen that the process is of real benefit for the participating countries.
A major aim is to improve coherence and co-ordination at international
level. The DAC plays an important role because it is a much stronger force
that individual agencies for agreeing and disseminating coherent and co-ordinated
policy messages.
It is recognised that
a range of homegrown strategies exist in most countries (conservation
strategies, domestic poverty strategies, etc.) but there is a need to
ensure common principles, and these are beginning to emerge from the dialogues.
Donors are paying particular attention to the new initiatives concerning
poverty reduction strategies papers (PRSPs) and Comprehensive Development
Frameworks (CDF) and are trying to use the opportunity of the DAC initiative
on strategies for sustainable development to share learning with the IMF
and World Bank and others to recognise and to foster international recognition
and adoption of the principles emerging from the work of the DAC-developing
country dialogues.
In practice, the increasing
number of strategy type initiatives (many externally driven) is leading
to increasing duplication, confusion and burdening of institutions, and
there is a real need to improve co-ordination, and for principles that
all these strategies should follow and support.
The example of Uganda
was discussed where the existing 1997 Poverty Eradication Action Plan
(PEAP) was approved as the full PRSP (not just the intermediate PRSP).
The PEAP was due to be revised in early 2000 and this process allowed
for opportunities to ensure the revised PEAP met Ugandas needs as
well as what was required for a PRSP. It also allowed scope for technical
assistance to support the integration of environment considerations into
the PEAP/PRSP and this resulted in the development of an improved PEAP.
In the absence of developed and agreed principles for strategies for sustainable
development, it is still too early to judge if the revised PEAP can be
considered a strategy for sustainable development, but it appears to be
moving in the right direction.
It is very important
that the dialogue partners engage with others, including national planning
commissions and finance ministries. In November 2000, the DAC is organising
a meeting to bring together the Bretton Woods organisations, UN organisations
and DAC members to discuss convergence between PRSP, CDF and other sustainable
development strategy initiatives. It is also hoped to raise the policy
guidance on strategies for sustainable development at the inter-sessional
meeting that is preparing for the Rio+10 event and at Rio+10 itself to
maximise its impacts. The World Bank will undertake a formal review of
the PRSP in 2001. It will be important to take all opportunities to work
with World Bank country offices to advocate recognition and uptake of
the guidance and principles.
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6.
LESSONS FROM THE DIALOGUES
Throughout the presentation
of country report, key emerging issues and lessons from the country teams
were noted on flip charts. The common issues and lessons were summarised
by Steve Bass (IIED) and Pete Shelley (DFID) (Appendix 2) as a possible
starting point for more detailed discussion by working groups. Participants
then discussed these issues in plenary and emphasised the importance of:
- designing strategies
from the bottom-up, based on what works at local level
- addressing major
threats to strategies for sustainable development, e.g. AIDS, war, foreign
debt;
- ensuring commitment
to implementation by existing and successive governments;
- ensuring donors
facilitate rather than drive the process, and that more powerful groups
do not dominate;
- convergence when
dealing with several strategies;
Four working groups
were then assigned to consider three important questions:
a) How to build
strategies from the bottom up? What works?
- What are the threats
and opportunities posed by other strategies (eg PRSPs, CDF, etc)
- What are the roles
of stakeholders?
The reports of each
working group are presented in Appendix 3. The outcomes from these working
groups were fed into the subsequent discussions on the framework for policy
guidance (see next section).
7.
DRAFT FRAMEWORK FOR POLICY GUIDANCE ON STRATEGIES FOR
SUSTAINABLE DEVELOPMENT
Barry Dalal-Clayton
presented a first cut of the draft policy guidance, prepared by IIED in
consultation with the Task Force leaders (DFID & EC) as an initial
basis for discussion. Participants then debated the basic structure and
agreed on a revised framework of sections. Four working groups were assigned
to discuss particular sections and consider which issues would need to
be dealt with by the guidance under these sections, covering:
- Group A: The challenge
of sustainable development;
- Group B: Practice
under existing country-level frameworks; and evolving towards sustainable
development strategies;
- Group C; The role
of donors;
- Group D: Monitoring
processes and practices
The section in the
draft framework on principles/criteria for sustainable development strategies
was considered to be adequate for the time being. It already captured
much of the lessons from existing international experience and was based
on experience already surfaced through the dialogues so far. It would
be amplified further as the dialogues progress.
Working groups reported
back and further inputs were made in plenary. It was agreed that, immediately
following the workshop, IIED would prepare a revised first draft to incorporate
the outputs of the working groups and discussion, and circulate this to
all participants for further comment within a week.
The following timetable
for developing and submitting the policy guidance into the DAC machinery
was noted:
- Revised first draft
to be circulated by IIED: 23 October 2000
- Note: DAC Task
Force on Strategies for
Sustainable Development meeting 9 November 2000
- All comments to
be received by IIED: 10 November 2000
- IIED to revise
further and submit second draft
to DAC for submission to Senior Level Meeting 17 November 2000
- Second draft considered
by DAC Senior Level Meeting 12 December 2000
- Further iteration
of draft guidance amongst all participants
(by email) December 2000 -January 2001
- Final draft discussed
at Bolivia Workshop 12-16 February 2001
- Final draft discussed
by DAC Working Party on
Development Cooperation & Environment 2-9 March 2001
- Submission of Final
draft to DAC Secretariat 20 March 2001
- Final draft considered
by DAC Ministers Early April 2001
Appendix 4 is the
revised version of the first draft of the policy guidance circulated to
all participants on 23 October 2000.
8.
WORK PLANS AND SHARE FAIR
IIED held a series
of meetings with each country team to discuss progress, workplans and
next steps.
At the same time,
a Share Fair was organised when each country was able to display information
about the dialogue process in their country and to share documents and
other materials concerning strategies and review processes.
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9. NSSD
KNOWLEDGDE MANAGEMENT SYSTEM (WEBSITE, CD-ROMS AND E-MAIL DISCUSSION LISTS)
The project website
has been operational since September 2000 on www.nssd.net and was demonstrated
to workshop participants by Paul Mincher of IIED. It is updated every
two weeks and is accompanied by a CD-ROM. The latter will be produced
in three volumes during the project (October and December 2000, and March
2001). Copies of the new (October version) CD-ROM were distributed. The
website has been developed by IIED and the Natural Resources Institute
and is funded by DFID.
The website provides
the architecture for holding: detailed information about the project,
participating countries, organisations and individuals and the on-going
dialogues; the texts of a wealth of documents on nssds and closely-related
issues as well as documents from participating countries and other organisations;
and hyperlinks to a wide range of useful related websites including those
in participating countries. The basic structure of the website is as follows:
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Promotion of the website
has begun with registering the site with major search engines. Initial
web statistics indicate a usage rate of some 1000 hits per month. The
project collaborators were requested to send new documents and news for
the site as well as promote the site with colleagues and contacts. A short
questionnaire was distributed to obtain feedback on electronic projects.
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- FINAL
WORKSHOP, BOLIVIA
It was agreed that
the final workshop will be held in Santa Cruz, Bolivia, during the week
12-16 February 2001 and will need to include five full working days.
The agenda will need
to include sessions covering:
- Country reports;
- Finalising the
policy guidance;
- Defining the contents
and approach to preparing the sourcebook;
- Follow-up on the
dialogues (i.e. a possible continuing network)
11.
CONTINUING NETWORK BEYOND FEBRUARY 2001
Participants from
developing countries expressed a common view that the process set in place
through the project to undertake dialogues and develop policy guidance
as a partnership activity had provided a very useful and important opportunity
for international sharing of experience on strategies for sustainable
development. It was felt that this process was sufficiently valuable that
it should be continued beyond the life of the project which is
due to finish with the final workshop in Bolivia in February 2001.
It was agreed, therefore,
that a proposal should be developed for a continuing international sharing
initiative to run through the RIO+10 event and beyond say for a
further 2-3 years. This could include a broadened membership beyond those
currently engaged. Some countries suggested that they could act as focal
points for their regions.
It was agreed to develop
some objectives and a possible work plan for such a continuing process.
IIED was requested by the group to co-ordinate this effort and to help
develop and circulate a draft proposal for discussion through the nssd
e-groups discussion list.
Donors signalled interest
in assisting the emergence of such a network or learning group, but also
suggested that participants could contribute either financially or in
other ways.
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