Sustainable
Development
Sustainable development
means improving and maintaining the well-being of people and ecosystems. This
goal is far from being achieved. To develop sustainably, people need to improve
their relationships with each other and with the ecosystems that support them
– by changing or strengthening their values, knowledge, technologies and institutions.
Major
obstacles include a lack of agreement on what should be done, resistance by
interest groups who feel threatened by change, and uncertainty about the costs
and benefits of alternatives. Overcoming these obstacles requires continuing
public discussion, negotiation and mediation among interest groups, and development
of a political consensus.
National
sustainable development strategies are needed to provide a framework and focus
for debate on sustainable development and processes of negotiation, mediation,
and consensus-building; and to plan and carry out actions to change or strengthen
values, knowledge, technologies and institutions with respect to priority
issues. An existing strategic initiative, such as a national development plan,
national conservation strategy, environmental action plan, or sectoral strategy,
could be built into a national sustainable development strategy.
Strategies
can help countries solve inter-related economic, social and environmental
problems by developing their capacities to treat them in an integrated fashion.
Existing strategies have already resulted in improved organizations, procedures,
legislation, public awareness and consensus on issues.
Strategies
are not panaceas, however. They are breaking new ground in the ways societies
and governments tackle complex issues. Therefore, they can be controversial,
take time to develop and get results, and require special management skills.
This handbook aims to help strategy participants and managers overcome such
difficulties, and design and implement a successful strategy for sustainable
development.
The challenge of sustainable
development
Over the
past 30 years, growing numbers of people have come to recognize that efforts
to improve their standard of living must be in harmony with the natural world.
Many have also realized that a lack of development can be as great a threat
to nature as reckless or misguided development.
The idea
that conservation and development are two sides of the same coin became current
in the 1970s. The World Conservation Strategy (IUCN/WWF/UNEP 1980) called
for the integration of conservation and development:
‘...because
unless patterns of development that also conserve living resources are widely
adopted, it will become impossible to meet the needs of today without foreclosing
the achievement of tomorrow’s.’
The World
Conservation Strategy called development that is sustained by conservation
‘sustainable development’: a term that
in 1987 was taken up and widely publicized by the Brundtland Commission’s
report, Our Common Future (WCED 1987). Since then, people have struggled with
what sustainable development means in practice, and how to achieve it. They
have wrestled with the meanings of ‘sustainable’ and ‘development’. Some have
proposed rival terms, such as ‘ecologically sustainable development’, ‘ethical
and sustainable development’, ‘sustainable living’ and ‘sustainable well-being’.
Regardless
of terminology, the central concept is the same; the human system is an integral
part of the ecosystem. A society is sustainable only if both the human condition
and the condition of the ecosystem are satisfactory or improving (Box 2).
If either is unsatisfactory or worsening, the society is unsustainable.
Human and
ecosystem well-being
Hence, sustainable development (or sustainable living or sustainable
well-being) entails improving and maintaining the well-being of people and
ecosystems.
Human well-being exists if all members of society are able to
define and meet their needs and have a large range of choices and opportunities
to fulfill their potential. Ecosystem well-being means ecosystems maintain
their quality and diversity and thus their potential to adapt to change and
provide a wide range of options for the future.
In most societies today, neither condition is being met. In
some, progress is being made in one area at the expense of the other. Even
in wealthy societies, which make huge demands on resources and the environment,
Box 2: The twin pillars of sustainable development
The twin pillars of sustainable development are respect and concern
for people and ecosystems. Development is likely to be sustainable
if:
1. It improves the quality of human life. The purpose of development
is to improve the quality of human life. It should enable people to
realize their potential and lead lives of dignity and fulfillment.
Economic growth is part of development, but it cannot be a goal in
itself; nor can it go on indefinitely. Although people differ in their
goals for development, some are virtually universal: a long and healthy
life, education, access to resources needed for a decent standard
of living, political freedom, guaranteed human rights, and freedom
from violence. Development is achieved only if it makes lives better
in all these respects.
2. It conserves the Earth’s vitality and diversity. Development must
be conservation- based: it must protect the structure, functions and
diversity of the world’s natural systems on which our species depends.
To this end we need to:
- Conserve life-support systems. These are the ecological processes
that shape climate, cleanse air and water, regulate water flow,
recycle essential elements, create and re-generate soil, enable
ecosystems to renew themselves, and keep the planet fit for life.
- Conserve biological diversity, including all species of plants,
animals and other organisms, the range of genetic stocks within
species, and the variety of ecosystems.
- Ensure that all uses of renewable resources are sustainable.
These resources include soil, wild and domesticated organisms, forests,
rangelands, farmlands, and the marine and freshwater ecosystems
that support fisheries. A use is likely to be sustainable if it
is compatible with maintaining the viability of the species and
ecosystems affected by the use.
- Minimize the depletion of non-renewable resources, such as minerals,
oil, gas and coal, which cannot be used sustainably in the same
sense as plants, fish or soil. But their ‘life’ can and should be
extended; by recycling, by using less of a resource to make a particular
product, or by switching to renewable substitutes where possible.
- Keep within the Earth’s carrying capacity. There are finite limits
to the capacity of ecosystems and to the impacts that they and the
Earth as a whole can withstand without dangerous deterioration.
Limits vary from region to region, and the impacts depend on how many
people there are and how much food, water, energy and raw material each
person uses or wastes. A few people consuming a lot can cause as much
damage as a lot of people consuming a little. Policies, technologies
and practices that bring human numbers and lifestyles into balance with
the Earth’s carrying capacity are essential. Source: IUCN/WWF/UNEP
(1991). |
decay among
the least advantaged. This widespread evidence of unsustainability is summarized
in Box 3.
Two sets
of relationships are crucial to improving the well-being of people and ecosystems:
-
human
relationships, both inter-personal (among individuals and families) and
inter-community (among communities, organizations and nations); and
-
relationships
between people and the ecosystem.
The model
shown in Figure 1 portrays these relationships as two interacting cycles of
pressures, conditions and responses; one cycle being within the human system
(inter-personal and inter-community relationships), the other between the
human system and the ecosystem.
The key area
of the model is the one marked ‘human responses’. To improve the well-being
of both people and ecosystems, societies need to improve the ways they respond
to social and ecosystem change and moderate their pressures on ecosystems
and people.
Specifically,
societies need to change or strengthen:
-
the
values that guide them in human and human–ecosystem relationships;
-
the
knowledge that enables them to understand and make sense of these relationships;
-
the
technologies with which they apply their knowledge and equip themselves
with tools and infrastructure; and
-
the
institutions – the customs, laws, social and economic incentives, and
organizations – by which they manage the relationships.
Values
Values based
on respect and care for each other and the Earth are the foundation for a
sustainable society. The transition to sustainability will require changes
in how people perceive each other and other life on Earth, how they evaluate
their needs and priorities, and how they behave. Values are important because
what people do depends on what they believe. Widely-shared beliefs are often
more powerful than government edicts.
Values that
emphasize respect and concern for people and respect and concern for ecosystems
can be found in many religions and cultures and in basic global statements
such as the Universal Declaration of Human Rights (UN 1948), the World Charter
for Nature (UN 1982), and the Rio Declaration (UN 1992). Seldom, however,
are the values expressed in such declarations, or embraced by religions or
cultures, manifest at ground levels.
Box 3: Signs of unsustainability Rising
human numbers and consumption of resources: Since the industrial
revolution, human numbers have grown eightfold. Water withdrawals
have grown from 100 to 3600 cubic kilometres a year. The 5.3 billion
people now on the Earth use 40 per cent of its most elemental resource:
the energy from the sun made available by green plants on land.
Poverty: More than a billion people live in absolute poverty.
One person in five cannot get enough food to support an active working
life. One quarter of the world’s people are without safe drinking
water. Every year millions of children die from malnutrition and preventable
disease.
Resource depletion: In less than 200 years, the planet has
lost six million square kilometres of forest. An estimated 60,000–70,000
square kilometres of agricultural land is made unproductive by erosion
each year. The sediment load from soil erosion has risen threefold
in major river basins and by eight times in smaller, more intensively
used ones.
Pollution: Human inputs of nutrients into coastal waters already
equal natural sources. Human-caused emissions of many heavy metals
now range from double those from natural sources (for example, arsenic
and mercury) to five and even 18 times higher than natural rates (cadmium
and lead respectively).
Global climate change: The climate regime to which people
and other forms of life have long been adapted is threatened by human
impact on the atmosphere. Since the mid-18th century, human activities
have more than doubled the methane in the atmosphere, increased the
concentration of carbon dioxide by 27 per cent, and significantly
damaged the stratospheric ozone layer.
Debt: The combined cumulative debt of lower-income countries
is more than $1 trillion, and interest payments alone have reached
$60 billion per year. As a result, since 1984 there has been a net
transfer of capital from lower-income to upper-income countries. Nonetheless,
many upper-income countries also run substantial deficits.
Source: IUCN/UNEP/WWF (1991). |
There are
many reasons why people live unsustainably. People who are poor are often
forced to do things to help them survive for the present that they know create
problems for the future. The more affluent live unsustainably because of ignorance,
lack of concern, or incentives to wasteful consumption.
People will
adopt attitudes and practices more conducive to sustainable development when
they are persuaded that it is right and necessary, when they have sufficient
incentive, and when they can obtain the required knowledge and skills. Societies
must provide incentives, formal and informal education and training to promote
values that support a sustainable way of life and discourage values that are
incompatible with it.
Knowledge
There is
a lack of scientific information and an inadequate understanding of
ecosystem functions. This means that development often proceeds in ignorance
of the possible consequences, and with no or inadequate measures taken to
avoid or counter negative environmental effects. Predicting the effects of
human activities is difficult, and continuous monitoring of vulnerable ecosystems
is essential. Direct cause and effect are often far from obvious and are the
subject of disagreement among cientists.
Political and economic change at all levels, from international to local,
add to the uncertainty. But the problems are too big and the consequences
of delay too serious to risk inaction until there is scientific certainty.
In any case, given the many variables, scientific certainty is most unlikely.
Environmental,
social and economic problems are complex. Their interactions are hard to detect
and change constantly. A wide range of scientific, economic, political and
philosophical knowledge and skills is needed to understand and resolve them.
Understanding
ecosystems, societies and their relationships therefore needs constant improvement
through research. Existing information on these relationships should be made
more accessible and useful through synthesis and analysis, which should be
widely communicated and incorporated in education and training programmes.
Technologies
Technologies
provide people with tools and infrastructure: a means of communication, transportation,
energy supply and use, water supply, waste disposal, and extraction of raw
materials and their manufacture into products. Research and development are
needed, as well as better manufacturing, engineering and physical planning
processes, in order to develop and apply technologies that:
-
minimize
hazards to people and ecosystems; and
-
minimize
the use of energy and raw materials, reduce waste, and prevent pollution.
Institutions
Laws
and incentives
Laws and
incentives are necessary to ensure that people and their organizations behave
sustainably. But existing legislation and incentives do not provide adequately
for sustainability, and often the two systems conflict with each other. For
example, the law may tell a business not to pollute a river, but more powerful
economic incentives may encourage it to do so.
At present,
incentives to deplete resources and degrade ecosystems are strong because
the market treats ecosystems and their functions as useless, limitless or
free of charge. The market does not take account of the full value of ecological
processes or biodiversity, or of the costs borne by society when these values
are degraded.
Comprehensive
and effective legal frameworks are needed to safeguard human rights, the interests
of future generations, and the vitality and diversity of ecosystems; and incentive
systems should be in harmony with them.
Organizations
In many countries,
governmental planning and decision-making systems are weak compared with financial
and commercial interests. Some are excessively bureaucratic; many are insufficiently
participatory to reflect the interests of local communities or the poor. Other
organizational problems include limited political awareness of the social
and ecological aspects of sustainable development, insufficient skilled personnel
and lack of money. All such problems are closely related, and are exacerbated
by each other, as well as by other problems such as inadequate legislative
frameworks and lack of scientific information.
Traditionally,
development planners have concentrated on controlling the allocation of resources
to promote economic growth. Planning horizons have tended to be short: typically
three to five years. In general, environmental and social concerns have been
subordinated to crude measures of economic performance such as gross domestic
product (GDP), employment generation, and foreign exchange earnings.
Development
policies – particularly sectoral plans and annual budgetary processes – are
usually given priority over environmental policies. Both are fragmented and
poorly integrated with each other. In some countries, national planning focuses
excessively on projects, particularly large-scale projects, rather than on
the institutions and programmes needed for sustainable development. Or, project
plans may entail major policy decisions for which the national plan provides
no guidance or which override the national plan. Often there is a poor fit
among national, regional and local decision-making and powers to act.
Miscommunication,
gaps, overlap and conflicts among sectors are common. This lack of horizontal
integration is most obvious:
-
within
economic development planning, notably between sectors;
-
between
development policies and plans and environmental policies and plans (partly
due to the longer time scale of the latter; and
-
in the
ways that it is made difficult for interest groups and the public to understand
and affect development and environment decisions.
Mechanisms
for integration are weak and usually only exist at lower levels of planning,
such as regional or local land use plans. Environmental impact assessment
(EIA), although important for identifying and preventing environmental and
social problems, is applied to projects and programmes more often than to
development plans, sectoral plans or policies. As such, it does not have ‘upward
reach’: it can change or mitigate a project but is unlikely to alter the policy
or plan that gives rise to the project.
Failures
of economic planning and the rapid decline of central planning systems have
led to proclamations of the supremacy of the market system. There is no doubt
that the market system has been more successful than state planning at promoting
enterprise, economic growth, and economic efficiency. But a healthy society
is much more than an efficient economy. Many social and environmental objectives
require some other mechanism than one designed to maximize utility or profits.
Moreover, the market has been very poor at integrating environmental factors
into economic decision-making. Such integration remains a central need.
Given the
complexity and rapidly changing nature of economic, environmental and social
problems, rigid bureaucratic structures are ineffective. Worse, they are likely
to compound the problems; as are governments acting alone and, still more
so, individual government agencies acting alone. In addition, politicians
lack sufficient motivation to undertake the thankless task of mediating among
conflicting economic, social and environmental objectives that diverge substantially
from the status quo.
Today new
forms of government are needed, with more flexible structures. Governments
need to be organized to facilitate a greater flow of information and expertise
among sectors – rather than just within single sectors – and between governmental
and non-governmental entities.
Communities
and local groups provide the most accessible channels for people to express
their concerns and take action to create culturally-appropriate sustainable
societies. To enable them to do this, communities need effective control over
their own lives, including secure access to resources and an equitable share
in managing them; the right to participate in decisions; and education and
training. They must also be able to meet their needs in sustainable ways,
and to conserve their local environment.
Non-governmental
organizations (NGOs) like environmental groups and social development groups
have enormous potential to mobilize local and national energies toward sustainable
development. They are already leading valuable efforts to combine socio-economic
development and environmental conservation at the grassroots level. But too
often they have been marginalized by both government and the market, lacking
equitable arrangements to become partners in planning and decision-making.
One approach
is for government agencies, communities, businesses and non-governmental interest
groups to form partnerships or dynamic networks in which they work together
to solve common problems in an integrated fashion. In so doing, they should
take care to ensure that a network operating at one level (eg, community,
provincial, national or international) coordinates with partnerships working
on the same or a related issue at other levels.
Obstacles
to change
Making the
required changes to values, knowledge systems, technologies and institutions
is fraught with difficulties.
-
Lack
of agreement on the existence and severity of the problems, how to resolve
them, and who among nations and interest groups is responsible for doing
so. Disagreement is inevitable, because the issues involve value judgements
and because of the absence of scientific certainty.
-
The
systemic or structural nature of many of the problems. Problems such as
poverty and inequalities within and among nations are not mere side-effects
of the way we do business. They are deeply embedded in our institutions.
Meeting basic needs will require changes in the distribution of wealth
and control over resources. Achieving sustainability will require changes
in the ways corporations and consumers use resources and generate waste.
Powerful groups – from big corporations, governments and political parties
to ordinary workers, consumers and voters – will try to block changes
that they perceive to threaten their immediate interests. Only the threat
of even worse change if the required action is not taken – and confidence
that compensating benefits can be obtained in the near future – will overcome
this resistance.
-
Lack
of a model of economic development that would provide an acceptable standard
of living for all, and at the same time keep environmental impacts and
uses of energy and raw materials within sustainable bounds. The industrial
model of development is not a viable option. It has brought prosperity
to only about 1.5 billion people – few in world terms – and its environmental
costs have been huge. Even if the expected eventual world population of
10–12 billion people were able to industrialize, the impact on the planet
would be catastrophic. Yet people and their governments are reluctant
to try different ways of developing because the results are so uncertain.
It is a case of ‘better the devil you know than the devil you don’t’.
Overcoming
such obstacles calls for:
-
Continuing
public discussion of the nature of sustainable development, its ethical
framework, and how to make the transition to sustainability, in order
to develop a sense of common interest and a collective vision of the future.
-
Negotiation
and mediation. Decisions intended to lead to sustainability depend on
value judgements: for example, the appropriate balance of short-term and
long-term needs, or of industrial production and environmental quality.
Such decisions involve difficult trade-offs between potentially conflicting
objectives and different options. Often they have far-reaching consequences.
Hence, they are essentially ethical and political and need to be negotiated
among many sectors and interest groups.
-
Development
of a political consensus. Consensus does not mean unanimity or the absence
of dissent: differing values and perspectives are a fact of life. Nor
does it mean the exclusion of minority concerns. Consensus means general
agreement: a common understanding of what values are shared and how to
behave when values conflict. The ultimate aim is to expand consensus to
include all values necessary for sustainability and all interest groups.
The need
for strategies
‘National
sustainable development strategies should be seen as a voyage and not as a
harbour.’
Partnerships for Change Conference, Manchester, 1993
Strategies
are needed to overcome the obstacles to sustainable development and make the
necessary key changes. Haphazard or piecemeal attempts to do this are unlikely
to succeed. The changes required are profound, and, to avoid doing more harm
than good, will have to be made incrementally. But a process of incremental
change is likely to lose direction without an explicit strategy to keep it
on course.
It is not
suggested that all of a nation’s efforts toward sustainable development be
entirely subsumed into one single strategy. Such a grand design is impractical
and unnecessary. What is necessary is to provide the many actors involved
with a sense of collective endeavour, a common (albeit evolving) conceptual
framework, and a focus and energy sourcefor a set of key initiatives.
National
sustainable development strategies (NSDSs) are needed to:
-
provide
a forum and context for the debate on sustainable development and the
articulation of a collective vision of the future;
-
provide
a framework for processes of negotiation, mediation, and consensus-building;
and to focus them on a common set of priority issues;
-
plan
and carry out actions to change or strengthen values, knowledge, technologies
and institutions with respect to the priority issues; and
-
develop
organizational capacities and other institutions required for sustainable
development.
The purpose
of NSDSs and other multi-sectoral strategies is to mobilize and focus a society’s
efforts to achieve sustainable
development. National strategies for sustainability are participatory and
cyclical processes of planning and action to achieve economic, ecological
and social objectives in a balanced and integrated manner (Figure 2). NSDSs
aim to achieve all three objectives; other strategies for sustainability emphasize
one or two of them. The process, in most cases, encompasses the definition
of policies and action plans, their implementation, monitoring and regular
review.
All countries probably have some kind of existing strategic
initiative that can be built into an NSDS. This may be a national development
plan, a national conservation strategy or an environmental action plan. It
may be a strategy covering a sector such as forestry, agriculture or transport;
or a theme such as biodiversity. A national strategy could also be built from
several subnational strategies. Chapter 4 discusses how to start an NSDS or
develop one from an existing initiative.
The role
of strategies
The purpose
of strategies for sustainability is to mobilize and focus a society’s efforts
to achieve sustainable development. They can do so by providing the means
to:
-
define
choices, goals, targets and standards for sustainable development;
-
illuminate
the ethical dimensions underlying the choices and goals;
-
analyze
ecological, economic and social issues in a comprehensive and integrated
fashion, clarifying links, exploring ethical considerations, identifying
policy gaps, and showing how to reduce conflicts between environment and
development;
-
identify
and evaluate options for addressing priority issues (problems and opportunities),
which includes identifying appropriate packages of legal reforms, economic
instruments, institutional development, capacity-building, and other programmes;
-
prepare
and carry out sectoral and cross-sectoral policies and plans to rationalize
responsibilities for environment and development, reduce duplication,
close gaps, prevent or reduce conflicts, and take advantage of compatibilities
and synergies among sectors and interest groups;
-
improve
decision-making through better information and analytical techniques,
and by enabling those most affected by decisions to contribute to them;
-
develop
understanding and build consensus so that decisions have strong support;
-
identify,
promote and support actions leading to sustainable development and reduce,
slow or stop actions impeding sustainable development;
-
identify
and apply practices to sustain the resource base of the economy, achieve
sustainable levels of resource use, restore degraded natural resources,
make use of unused or under-used resource potential, improve the efficiency
of existing resource use, and diversify the use of existing resources;
-
determine
priorities for action, evaluating costs and benefits and the trade-offs
between the often very different concerns affecting society;
-
allocate
limited resources;
-
develop
and strengthen institutions for sustainable development; and
-
build
capacities to handle complex and inter-related issues.
National
sustainable development strategies are gaining recognition as a highly appropriate
course of action for many countries.
This was highlighted both in Caring for the Earth (IUCN/UNEP/WWF 1991) and
in Agenda 21 (UNCED 1992) (see Box 4):
‘[Agenda
21’s] successful implementation is first and foremost the responsibility of
govern-ments. National strategies, plans, policies and processes are crucial
in achieving this...’
Governments
– in cooperation, where appropriate, with international organizations – should
adopt an NSDS based on, among other things, the implementation of decisions
taken at UNCED in 1992, particularly in respect of Agenda 21. This strategy
should build upon and harmonize the various sectoral economic, social and
environmental policies and plans that are operating in the country. The experience
gained through existing planning exercises such as national reports for UNCED,
national conservation strategies and
Box 4: Agenda 21
and Caring for the Earth
Agenda 21 is the
action plan of the United Nations Conference on Environment and Development
(UNCED, Rio de Janeiro, 1992), agreed to by 178 governments. Other
UNCED agreements were the Climate and Biodiversity Conventions, the
Forest Principles, and the Rio Declaration. The 40 chapters of the
Agenda 21 document cover a great many issues relating to sustainable
development, including developing the organization, skills and resources
required for implementation. Its actions are to be undertaken at all
levels, from the local to the international. Agenda 21 attempts to
integrate environment and development, identify links among sectors,
and examine cross-sectoral issues such as poverty, consumption, and
financial resources. Agenda 21 is not legally binding, but it does
represent political commitment at the highest level. A recent survey
of 81 countries showed that 65 of them had designated organizations
to oversee implementation of Agenda 21. All United Nations’ agencies
are responding to Agenda 21.
Caring for the
Earth is a global strategy for sustainable living, prepared by the
World Conservation Union, the United Nations Environment Programme,
and the World Wide Fund for Nature. It builds on the World Conservation
Strategy (IUCN/UNEP/ WWF 1980), continuing the emphasis on conserving
the Earth’s vitality and diversity, while adding an ethical dimension
and proposing actions to improve the quality of human life, keep within
the Earth’s carrying capacity, and integrate development and conservation
at individual, community, national and global levels. Caring for the
Earth contributed to, and complements, Agenda 21. The two could well
be used together. Those chapters of Agenda 21 and Caring for the Earth
which are particularly relevant to a discussion of NSDSs are listed
at the end of this chapter. |
environment
action plans should be fully used and incorporated into a country-driven sustainable
development strategy. Its goals should be to ensure socially responsible economic
development while protecting the resource base and the environment for the
benefit of future generations. It should be developed through the widest possible
participation.
The benefits
of strategies
Some countries
undertake strategies for sustainability when they begin to recognize that
ad hoc and piecemeal attempts to solve environment and development problems
are not working. The problems may be resource depletion; erosion, pollution
and other forms of environmental degradation; loss of natural habitats; increased
competition for land; rising levels of friction among resource users; frustration
of social or economic objectives; or rejection of decisions by groups who
feel excluded from decision-making.
Strategies
have a number of strengths. Their integrated multi-sectoral approach should
enable countries to act on the basis of a better understanding of how environmental,
social and economic problems relate to each other. Strategies can stimulate
and focus cross-sectoral debate, provide an overview and analysis of key environment/development
issues, and differentiate between negotiable and less negotiable issues.
Strategies
can help to overcome problems of organizational and policy fragmentation and
compartmentalization by:
-
developing
multi-agency networks;
-
setting
in motion analysis of the main constraints to more integrated management;
-
providing
on-the-job training in integrated management; and
-
developing
institutions and organizational arrangements that are better equipped
to cope with uncertainty, rapid change,and the need for more integrated
decisions.
A major obstacle
to economic and social development is the shortage of national management
skills. Strategies can help to develop
these skills. This is especially true of skills in integration: in short supply
in both upper-income and lower-income countries.
Strategies,
if they are participatory, are likely to be unconstrained by the limits
of governance. They will be able to engage both governments and other major
actors, such as businesses, communities, and NGOs. Strategies combine the
coherence of plans and the flexibility and opportunism of ad hoc approaches.
They can integrate planning with other components of the decision-making system
such as investment procedures and political processes.
Box 5: Some
benefits of strategies
The following
is a sample of the benefits gained so far from a selection of national
and provincial strategies. Only a few highlights have been given:
not all the benefits from the strategies concerned are included.
Bangladesh
(National Conservation Strategy): Better treatment of environmental
issues in the Forest Master Plan and the World Bank Third Forestry
Project.
Botswana (National
Conservation Strategy): Establishment of a National Conservation Strategy
Advisory Board and Coordination Agency. Introduction of an environmental
impact assessment procedure as part of the national planning and development
control system. This has resulted in cost savings from the selection
of dam sites, and a reversal of a decision to implement the Southern
Okavango Integrated Water Development Project.
Canada
(Green Plan): 80 initiatives and programmes on toxic substances, waste
reduction,
sustainable agriculture, national parks, new technologies for energy
efficiency, reduction of ozone depletion, and enforcement of environmental
regulations, among others. Legislation on trade in wild animals and
plants, and environmental assessment.
Costa Rica
(National Conservation Strategy for Sustainable Development):
Establishment of the innovative National Biodiversity Institute (INBio).
Formation of a National Commission and Master Plan for Environmental
Education.
France
(National Environmental Action Plan): This crystallized public policy
on the environment; set priorities on major environmental issues,
to which most interests agreed; helped develop governmental expertise;
and led to greater governmental investment in such expertise.
Madagascar
(National Environmental Action Plan): Establishment of the Office
National de l’Environnement (ONE), a coordinating body within the
Ministry of Economy and Planning. Adoption of a comprehensive national
policy on the environment. Establishment of two umbrella bodies for
environmental NGOs to help local NGOs improve their management capacity.
Malaysia
(National Conservation Strategy): Adoption of natural resource accounting
and of an environmental auditing system within government. Establishment
of a Resources and Environment Section within the Economic Planning
Unit.
Nepal (National
Conservation Strategy): Establishment of an environmental core group,
an inter-sectoral network consisting of some 70 senior government
officials from 20 ministries and departments as well as divisions
of the National Planning Commission, to develop new environmental
policies and procedures. This group has acted as a catalyst for environmental
assessment activities, the establishment of environment units within
key government sectors, and the preparation of environmental assessment
guidelines for Nepal.
Netherlands
(National Environmental Policy Plan): Some major agreements on
structural changes in production and consumption have been made. Partnerships
of government agencies, industry, business and citizens have been
established. There have been 17 covenants signed between governments
and industrial sectors and six more are being negotiated. Once these
are completed, 80 per cent of the pollution caused by industry in
the Netherlands will be covered by covenants to reduce it.
Nicaragua
(National Conservation Strategy): Involvement of all of Nicaragua’s
143 municipalities in participatory diagnoses of the needs, problems
and solutions. This contributed to the national dialogue between antagonists
in the recent civil war and launched locally-driven efforts to solve
local problems in many parts of the country.
Norway: Annual
budgets now contain estimates of environmental effects of the proposed
expenditure of each ministry. New environmental planning guidelines
have been tested at the local level. EIA rules are being better implemented.
Pakistan
(National Conservation Strategy): Effective communication of sustainable
development issues and the NCS through the work of the Journalists
Resource Centre for the Environment (JRC), established as part of
the strategy process. With the recent addition of informal communications
programmes such as television, radio, street theatre and participatory
methods of communication, the messages of the NCS are reaching many
levels of society.
Zambia (National
Conservation Strategy): As a result of deliberate and patient capacity-building
within mid-level personnel during the development of the NCS, a committed
and knowledgeable core of people has been built up within the government
to implement the strategy. The group provides an effective base for
new institutions, such as the National Environment Council, and a
means of internalizing the strategy within government.
Zimbabwe:
Greater public awareness of environmental issues.
|
The benefits
of strategies to date, including better organization, legislation and procedures,
have been significant (see Box 5).
The difficulties
with strategies
The potential
of strategies for sustainability is only beginning to be realized. Because
they are still a relatively new concept, preparing and implementing them is
time-consuming, and remains a learning process in most cases. Many strategies
are still more akin to conventional plans than to the strategic, dynamic and
participatory processes described in this handbook. Also, because they are
new, and because of the nature of the problems they are tackling, results
are still far off in terms of objectives
achieved and improvements in human and environmental conditions.
A strategy
is not a panacea. The obstacles to sustainable development discussed earlier
can disrupt and impede a strategy and bring it to a halt. It is an ambitious
undertaking no matter how well-equipped a country is. Potential problems include
the following:
-
The
concepts of sustainable development and integrating human and ecological
concerns are still unfamiliar and poorlyworked out. Some of the required
methods are not widely known (a constraint that this handbook aims to
address). Some remain to be developed and tested.
-
The
changes promoted by the strategy may include changes in decision-making
structures and resource allocation, which may be resisted by those in
government and positions of influence.
-
The
process calls for wide participation and consensus-building, and hence
for freedom of expression and assembly, which may not be acceptable to
certain forms of government. In addition, consensus is often not possible
on issues about which there are deep differences in values.
-
Because
it deals with complex issues and involves many interest groups, a strategy
usually requires time to develop, plus significant managerial and other
resources.
-
The
long-term nature of strategies – optimally longer than the tenure of a
particular government – means that their continuity is often at risk.
-
The
process relies on cross-sectoral thinking and techniques, for which traditions
and skills may be weak.
-
The
process is necessarily experimental: not all outcomes can be foreseen
and few can be guaranteed.
-
For
some issues, external forces beyond the reach of the strategy (like terms
of trade and international markets) may be immovable constraints.
Some of these
difficulties may prevent the successful development of a strategy. The cyclical
nature of strategies allows them to be incremental and flexible. Consequently,
many difficulties can be tackled as part of the strategy process. Opportunities
for doing this are identified in later chapters. The conditions necessary
for an effective national strategy are identified in Chapter 4.
Conclusion
Sustainable
development means improving and maintaining the well-being of people and ecosystems.
Since we cannot stand still, the alternative to sustainable development is
a situation in which ecosystems degrade and lose their viability and people’s
choices are limited by a mounting struggle against want, insecurity and catastrophe.
The poor already live with this situation and there is evidence that it is
spreading.
In general,
present values, knowledge systems, technologies and institutions make it easier
to live unsustainably than sustainably.
Changing them is an enormous challenge, made all the more difficult by the
fact that many people feel threatened by change, and viable alternatives are
not clear.
An integrated
approach to these problems is necessary; one that combines concern for people
and concern for ecosystems. Also needed are processes to encourage and focus
public discussion, negotiation, mediation, and development of a political
consensus. Strategies for sustainability can provide both these needs.
Strategic
initiatives like national conservation strategies, environmental actions plans
and national development plans provide building blocks and experience for
the development of national sustainable development strategies. They show
some of the benefits and many of the difficulties of undertaking strategies.
Their lessons provide ample material with which to design and undertake an
effective strategy for the transition to sustainability.
Endnote
Chapters
of Agenda 21
that describe the need for national strategies: Preamble 1.3; Social and Economic
Dimensions 2.6; Combating Poverty 3.9; Changing Consumption Patterns 4.26;
Demographic Dynamics and Sustainability 5.31, 5.56; Protection and Promotion
of Human Health 6.40; Promoting Sustainable Human Settlement Patterns 7.30,
7.51; Integrating Environment and Development in Decision-Making 8.3, 8.4,
8.7; Protection of the Atmosphere 9.12; Integrated Approach to the Planning
and Management of Land Resources 10.6; Combatting Deforestation 11.4, 11.13;
Fragile Ecosystems, Desertification and Drought 12.4, 12.37; Sustainable Agriculture
14.4, 14.45; Biodiversity, objectives (b); Biotechnology 16.17; Oceans 17.6,
17.39; Freshwater and Water Resources 18.11, 18.12, 18.40; Toxic Chemicals
19.58; Solid Wastes 21.10, 21.18, 21.30; Local Authorities 23.2; Financial
Resources 33.8, 33.22, 33.15; Science 35.7, 35.16; Education 36.5; National
Capacity Building 37.4, 37.5, 37.7, 37.10; International Institutions 38.13,
38.25, 38.36, 38.38, 38.39, 38.40; Information 40.4; Rio Declaration – Principle
10; Convention on Biodiversity – Article 6; Convention on Climate Change –
Article 3, 4, 12.
Chapters
of Caring for the Earth that describe the need for national strategies:
Chapter 8, Providing a National Framework for Integrating Development and
Conservation: Action 8.2; Chapter 13, Farm and Range Lands: Action 13.1; Chapter
17, Implementing the Strategy: Action 17.7; Box 31 (Targets – page 180: Adoption
by all countries of a national strategy for sustainability by the year 2000);
and Annex 8, Strategies for Sustainability.